 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...limited dividend ; or any security convertible with or without consideration into such a security and any warrant or right to subscribe to or purchase such a security ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...similar security: or any security convertible, with or without consideration, into such a security and any warrant or right to subscribe to or purchase such a security : or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...security: or any security convertible, with or without consideration, into such a security and uny warrant or right to subscribe to or purchase such a security; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate... | |
 | United States - 1938 - 48 pages
..."equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States. Securities and Exchange Commission - 1970 - 166 pages
...venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security, or carrying any...purchase such a security ; or any such warrant or right. (Adopted, eff. Apr. 23, 1965, Release 34-7581.) SECURITIES AND EXCHANGE COMMISSION Rale 3al2-2. Exemption... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
..."equity security" means any stock or similar security: or any security convertible with or without consideration, into such a security, or carrying any...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - 1953 - 1692 pages
..."equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any...warrant or right; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | United States - 1944 - 296 pages
...similar security; or any security convertible, with or without consideration. into 73274° — 48such a security, or carrying any warrant or right to subscribe...warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules... | |
 | 1977 - 970 pages
...with a bank; (b) "Equity security" means any stock; or similar security convertible, with or without consideration, into such a security; or carrying any...treat as an equity security in the public interest; (c) "Fiduciary" means a bank undertaking to act alone or jointly with others primarily for the benefit... | |
 | 1979 - 1462 pages
...3(a)(ll) of the Act to mean "any stock or similar security; °r any security convertible, with or without consideration, into such a security; or carrying any...warrant or right; or any other security which the Board shall deem to be of similar nature and consider necessary or appropriate, by such rules and regulations... | |
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equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... 
