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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
Corporate Disclosure: Hearings Before the Subcommittee on Budgeting ... - Page 343
by United States. Congress. Senate. Government Operations Committee - 1974 - 947 pages
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Report of special study of securities markets of the Securities ..., Volume 3

United States. Securities and Exchange Commission - 1963
.... , ., icno mull - •-.- or without consideration, into such a security ; or carrying any warrant to subscribe to or purchase such a security; or any such warrant or'right- or necrss r, or C ii rity whioh tne Commission shall deem to be of similar nature and consider...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1964 - 574 pages
..."equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any...purchase such a security; or any such warrant or right. (j) Fiscal year. The term "fiscal year" means the annual accounting period or, if no closing date has...
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Comptroller's Manual for National Banks: Laws, Regulations, Rulings

United States. Office of the Comptroller of the Currency - 1966 - 480 pages
..."equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any...warrant or right; or any other security which the Commission shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1182 pages
...venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security, or carrying any...purchase such a security; or any such warrant or right. [30 FR 6114, Apr. 30, 1965] MlSCELLANEOUS EXEMPTIONS § 240.3al2-2 Exemption of certain securities,...
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Legal and Economic Impact of Foreign Banking Procedures on the United States ...

United States. Congress. House. Committee on Banking and Currency - 1968 - 190 pages
..."equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any...warrant or right; or any other security which the Commission* shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Role of Giant Corporations: Hearings, Ninety-first Congress, First Session ...

United States. Congress. Senate. Select Committee on Small Business. Subcommittee on Monopoly - 1969 - 1658 pages
...any stock or similar security, or any security convertible, with or without consideration, into sucn a security, or carrying any warrant or right to subscribe...purchase such a security; or any such warrant or right. Information as to the number ol holders of a class of equity securities of a system company nay be...
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Investigation of Conglomerate Corporations: Hearings Before Antitrust ...

United States. Congress. House. Committee on the Judiciary. Subcommittee No. 5 - 1970 - 544 pages
..."equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security; or carrying any...warrant or right; or any other security which the Commission* shall deem to be of similar nature and consider necessary or appropriate, by such rules...
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Cost of Flotation of Registered Equity Issues, 1963-1965

United States. Securities and Exchange Commission - 1970 - 86 pages
...venture, or certificate of interest in a business trust; or any security convertible, with or without consideration into such a security, or carrying any...purchase such a security; or any such warrant or right." certificates of participation, preferred stock, convertible bonds and unit offerings -- are described...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1970 - 546 pages
...(11) of the Act to mean "any fltock or similar security; or any security convertible, with or without consideration, into :such a security; or carrying...or purchase such a security; or any such warrant or light; or any other security which the (Board) shall deem to be of similar nature and consider necessary...
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One-bank Holding Company Legislation of 1970: Hearings Before ..., 91:2-

United States. Congress. Senate. Committee on Banking and Currency - 1970 - 1480 pages
...means any stock or similar 2 security; or any security convertible, with or without con3 sideration, into such a security, or carrying any warrant or *...subscribe to or purchase such a security ; or any such 5 warrant or right. 6 (i) "Net bank investment" means the shareholders' 7 equity in a single bank and...
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