 underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking...  Decisions and Reports - Page 342by United States. Securities and Exchange Commission - 1953Full view - About this book
 | 1933 - 690 pages
...be executed. (11) The term " underwriter " means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with,...indirect participation in any such undertaking, or partcipates or has a participation in the direct or indirect underwriting of any such undertaking;... | |
 | United States - 1973 - 402 pages
...possession of the United States. (19) "Underwriter" means any person who has purchased from an issuer with a view to, or sells for an issuer in connection with,...participates or has a direct or indirect participation in any sucn undertaking, or participates or has a participation in the direct or indirect underwriting of... | |
 | United States. Securities and Exchange Commission - 1988 - 814 pages
...exceptions not relevant here, any person who has purchased from an issuer or with a view to, or offers or sells for an issuer in connection with, the distribution...participates or has a direct or indirect participation in the direct or indirect underwriting of any such undertaking. . . ,139 ""Proposed Rule 15a-6(a) (17... | |
 | Joseph W. Bartlett - 1995 - 1020 pages
...The term "underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or particicommon sense would denote as underwriters — the members of the investment banking syndicate... | |
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