To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
From inside the book
Results 6-10 of 100
Page 28
... fees and expenses of protective committees . By and large , committee fees constitute a substantial source of revenue ; they may at times be the major motivation in the organization of committees . The striking fact has been that , with ...
... fees and expenses of protective committees . By and large , committee fees constitute a substantial source of revenue ; they may at times be the major motivation in the organization of committees . The striking fact has been that , with ...
Page 44
... fees and expenses . Mr. KENNEY . Well , you use the words " supervision over declar- ants " before the beginning of section 14 . Now , that supervision is only granted to you when the declarant is willing to refer the matter to you ...
... fees and expenses . Mr. KENNEY . Well , you use the words " supervision over declar- ants " before the beginning of section 14 . Now , that supervision is only granted to you when the declarant is willing to refer the matter to you ...
Page 54
... fees is submitted to the Commission and , as arbitrator , it is given the power to fix fees ? Mr. LOWENTHAL . There is a provision giving the Commission power to act as an arbiter between a committee and the security holders who have ...
... fees is submitted to the Commission and , as arbitrator , it is given the power to fix fees ? Mr. LOWENTHAL . There is a provision giving the Commission power to act as an arbiter between a committee and the security holders who have ...
Page 56
... fees are often allowed . Mr. LOWENTHAL . Yes . Mr. ELLENBOGEN . Counsel employed by the Commission would not receive a very large fee . The Government does not pay very large salaries and it would not be a question of allowing fees ...
... fees are often allowed . Mr. LOWENTHAL . Yes . Mr. ELLENBOGEN . Counsel employed by the Commission would not receive a very large fee . The Government does not pay very large salaries and it would not be a question of allowing fees ...
Page 68
... fees . I would like to cite a hypothetical case . Take the case of where the facts of an estate are dug out and the company recovers $ 1,000,000 from somebody who had wronged it — and there are many such cases- many more than I like to ...
... fees . I would like to cite a hypothetical case . Take the case of where the facts of an estate are dug out and the company recovers $ 1,000,000 from somebody who had wronged it — and there are many such cases- many more than I like to ...
Common terms and phrases
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Page 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Page 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Page 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Page 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...