Foreign Investment Act of 1975: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing and Urban Affairs, United States Senate, Ninety-fourth Congress, First Session, on S. 425 ... March 4, 5 and 6, 1975U.S. Government Printing Office, 1975 - 542 pages |
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Page 12
... holder of record of any security of 9 a class described in section 13 ( d ) ( 1 ) of this title holding 10 such security for the account of another person shall file 11 reports with the issuer of such securities in such form , at 12 ...
... holder of record of any security of 9 a class described in section 13 ( d ) ( 1 ) of this title holding 10 such security for the account of another person shall file 11 reports with the issuer of such securities in such form , at 12 ...
Page 13
... a 23 United States company in which a foreign investor has ac- 24 quired or proposes to acquire any equity security , or a holder 25 of record of any equity security of such a United States 10 1 company , may bring an action in a 13.
... a 23 United States company in which a foreign investor has ac- 24 quired or proposes to acquire any equity security , or a holder 25 of record of any equity security of such a United States 10 1 company , may bring an action in a 13.
Page 17
... holder , or creditor thereof is or has been , or in order 14 15 15 16 17 18 19 20 21 2235 23 24 25 to deter such United States company or any officer , director , employee , stockholder , or creditor thereof from , directly or ...
... holder , or creditor thereof is or has been , or in order 14 15 15 16 17 18 19 20 21 2235 23 24 25 to deter such United States company or any officer , director , employee , stockholder , or creditor thereof from , directly or ...
Page 19
... holder of record 8 of any equity security of such United States company , 9 or any person aggrieved by such act , may bring an action 10 in a district court of the United States ( or a court of general 11 jurisdiction , however ...
... holder of record 8 of any equity security of such United States company , 9 or any person aggrieved by such act , may bring an action 10 in a district court of the United States ( or a court of general 11 jurisdiction , however ...
Page 98
... holders of equity securities and by persons contemplating acquiring such securities . And , in response to the growing importance of insti- tutional investors in our capital markets , this subcommittee has endorsed legislation requiring ...
... holders of equity securities and by persons contemplating acquiring such securities . And , in response to the growing importance of insti- tutional investors in our capital markets , this subcommittee has endorsed legislation requiring ...
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Common terms and phrases
acquire acquisition agencies amend American Anti-Defamation League Arab boycott authority bank beneficial owners beneficial ownership bill billion broker-dealers brokers Chairman Commerce Committee concern Congress Corp directors disclosure discrimination domestic Dresdner Bank economic equity securities Exchange Commission Federal filed foreign activity foreign capital foreign direct investment foreign investment foreign ownership Form funds industries International Investment Company investors issue issuer Japanese laws legislation MACGREGOR member organization ment NASD nominee NYSE officers OPEC percent person President proposed proxy material purchase registration statement regulations reporting requirements requires the registrant restrictions Ronson rules Saudi Arabia Schedule 13D SCHMIDT-SCHEUBER Section 13 Securities and Exchange Securities Exchange Act Senator JAVITS Senator WILLIAMS shareholders stockholders Subcommittee subsidiaries takeovers tender offer tion transactions Trust Company U.S. company U.S. corporations U.S. Government U.S. Senate United States company Vinnell voting securities York Stock Exchange
Popular passages
Page 130 - ... a fine of not more than $5,000 or imprisonment for not more than five years, or both.
Page 130 - Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices which constitute or will constitute a violation...
Page 30 - ... relating to the traffic in arms, ammunition and implements of war and to such traffic in other goods and materials as is carried on directly or indirectly for the purpose of supplying a military establishment...
Page 129 - For the purpose of all investigations which, in the opinion of the Commission, are necessary and proper for the enforcement...
Page 296 - ... the effect of furthering or supporting the restrictive trade practices or 'boycotts fostered or imposed by any foreign country against another country friendly to the United States.
Page 131 - States court of any territory or other place subject to the jurisdiction of the United States, to enjoin such acts or practices, and upon a proper showing a permanent or temporary injunction or restraining order shall be granted without bond.
Page 45 - It is the policy of the United States (A) to oppose restrictive trade practices or boycotts fostered or imposed by foreign countries against other countries friendly to the United States...
Page 130 - State at any designated place of hearing. (c) In case of contumacy by, or refusal to obey a subpena issued to, any person, the Commission may invoke the aid of any court of the United States within the jurisdiction of which such investigation or proceeding is carried on, or where such person resides or carries on business, in requiring the attendance and testimony of witnesses and the production of books, papers, correspondence, memoranda, and other records.
Page 130 - For the purpose of any investigation or any other proceeding under this title, any member of the Commission, or any officer designated by it, is empowered to administer oaths and affirmations, subpena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which the Commission deems relevant or material to the inquiry.
Page 131 - The provisions of this title or of any rule or regulation thereunder shall not apply to any person insofar as he transacts a business in securities without the jurisdiction of the United States, unless he transacts such business in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate to prevent the evasion of this title.