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" Nagler, singly and in concert, willfully violated Sections 5(a) and 5(c) of the Securities Act in that said persons, directly and indirectly, made use of the means and instruments of transportation and communication in interstate commerce and of the mails... "
Foreign Bank Secrecy and Bank Records: Hearings Before ... , 91:1+2 on H.R ... - Page 219
by United States. Congress. House. Banking and Currency Committee - 1970 - 376 pages
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Decisions and Reports, Volume 25

United States. Securities and Exchange Commission - 1953 - 828 pages
...described herein otherwise than on a national securities exchange ; and that registrant made use of means and instruments of transportation and communication in interstate commerce and of the mails, to sell the said securities, and registrant carried and caused to be carried through the mails and in...
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Foreign Bank Secrecy: Hearings, Ninety-first Congress, Second Session, on S ...

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Financial Institutions - 1970 - 372 pages
...the present time, IOS, Cornfeld, Cowett, Cantor, Lovett and Nagler, singly and in concert, willfully violated Sections 5(a) and 5(c) of the Securities...securities under the Securities Act. 3. Neither FOF nor the IOS Investment Program relating thereto has filed an application pursuant to Section 7(d) of the Investment...
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Foreign Bank Secrecy, Hearing Before the Subcommittee on Financial ...

United States. Congress. Senate. Committee on Banking and Currency - 1970 - 378 pages
...the present time, IOS, Cornfeld, Cowett, Cantor, Lovett and Nagler, singly and in concert, willfully violated Sections 5(a) and 5(c) of the Securities...said securities under the Securities Act. 3. Neither FOP nor the IOS Investment Program relating thereto has filed an application pursuant to Section 7(d)...
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Hearings, Reports and Prints of the Senate Committee on Banking and Currency

United States. Congress. Senate. Committee on Banking and Currency - 1970 - 1242 pages
...United States mails and means and instrumentalities of interstate commerce. II. violated Sections. 'Ha) and 5(c) of the Securities Act in that said persons,...securities under the Securities Act. 3. Neither FOF nor the IOS Investment Program relating thereto has filed an application pursuant to Section 7(d) of the Investment...
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The Safe banking act of 1977: hearings before the Subcommittee on Financial ...

United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation and Insurance - 1977 - 1184 pages
...USC $78aa) . 5. Defendants Bornees and Candiorty, directly or indirectly, made use o£ the means or instruments of transportation and communication in interstate commerce and of the mails in connection with each .of the acts and practices alleged herein, many of which occurred within the...
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Overdrafts and Correspondent Banking Practices: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - 1977 - 890 pages
...VOL 41, NO. 1 5. Defendants Harness and Candiotty, directly or indirectly, nade use of the means or instruments of transportation and communication in interstate commerce and of the mails in connection with each. of the acts and practices alleged herein, »any of which occurred within the...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 540 pages
...evidences of indebtedness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the sjeneral public ; and it is hereby declared...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States, United States. Congress. House. Committee on Energy and Commerce - 1985 - 510 pages
...evidences of indebted ness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the general public; and it is hereby declared...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1988 - 552 pages
...evidences of indebtedness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the general public; and it is hereby declared...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - 1987 - 560 pages
...evidences of indebtedness, and certificates of interest or participation therein, by the use of means that instruments of transportation and communication in interstate commerce and of the mails, is injurious to the capital markets, to investors, and to the general public; and it is hereby declared...
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