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CBG continued to deploy energy efficiency across the county through its

y with the E nts to over 2,300 state and local governments through its funding by the En proerican Reinvestment and Recovery Act of 2009 (ARRA). Milestones omplished in FY 11 include performance of energy upgrades of over 40,000 Idings, installation of 5,000 solar energy systems, and installation of over 1,000 energy efficient traffic and streetlights since the passage of the ARRA. and Securwever, per OMB, all ARRA funds are requested to be expended by tember 30, 2013, and per ARRA, all funding must be expended by tember 30, 2015. Fiscal Year 2017: No Current Data Available ITERIA FOR SELECTING PROPOSALS:

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accordance with the evaluation criteria set forth in the competitive solicitation. Deadlines:

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Not Applicable.

Range of Approval/Disapproval Time:

Not Applicable.

Appeals:

Unsuccessful applicants from the competitive solicitation are entitled to a debriefing by DOE program officials with a clear explanation of why the proposal was not accepted for funding.

Renewals:

Renewals are subject to review by the DOE Project Management Center and the headquarters program office and subject to the availability of funds.

Formula and Matching Requirements:

Statutory formulas are not applicable to this program.

Matching Requirements: Percent: 50%. Federal funds may be awarded to applicants that can match DOE Federal funds at 50 percent. Other matching requirements may be determined by specific legislation or as allowed by the Secretary of Energy.

MOE requirements are not applicable to this program.

Length and Time Phasing of Assistance:

No information provided. See the following for information on how assistance is awarded/released: No information provided.

Reports:

Quarterly project and financial status reports are required. Additional terms and conditions are invoked by ARRA 2009. A final report is required at the end of the contract period. In accordance with the Energy Independence and Security Act of 2007, EPACT 1992 and 2005, ARRA 2009 and DOE procurement procedures. A 10-year tracking and follow-up reporting mechanism may be required. No cash reports are required. Quarterly project status reports are required. Additional terms and conditions are invoked by ARRA 2009. A final report is required at the end of the contract period. In accordance with the Energy Independence and Security Act of 2007, EPACT 1992 and 2005, ARRA 2009 and DOE procurement procedures. A 10-year tracking and follow-up reporting mechanism may be required. Quarterly financial status reports are required. Additional terms and conditions are invoked by ARRA 2009. A final report is required at the end of the contract period. In accordance with the Energy Independence and Security Act of 2007, EPACT 1992 and 2005, ARRA 2009 and DOE procurement procedures. A 10-year tracking and follow-up reporting mechanism may be required. No performance monitoring is required.

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Audits:

This program is excluded from coverage under 2 CFR 200, Subpart F - Audit Requirements. Audit procedures in accordance with OMB Circular No. A-133. In addition, audit requirements need to comply with the Energy Independence and Security Act of 2007 and DOE procurement procedures as well as with 10 CFR 600.

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Records:

In accordance with the Energy Independence and Security Act of 2007, EPACT 1992 and 2005, ARRA 2009 and DOE procurement procedures. Access to process implementation and efficiency data may be required to be available for 10 years after project completion to measure performance against expectation and support commercialization of the technology. The grantee is expected to maintain records to fulfill auditing needs.

Account Identification:

89-0321-0-1-270.

Obligations:

(Cooperative Agreements) FY 15 $0; FY 16 est $0; and FY 17 est $0 - All obligations under this program will be made with Recovery Act funds. This program has not had funds other than ARRA obligated to it. These funds must be expended by September 30, 2015.

Range and Average of Financial Assistance:
None.

TAFS Codes:

89-X-0321.

PROGRAM ACCOMPLISHMENTS:

Not Applicable.

REGULATIONS, GUIDELINES, AND LITERATURE:

DOE financial assistance Rules and 10 CFR 600 applies. Regional or Local Office:

None.

Headquarters Office:

James Cash 15013 Denver West Parkway, Golden, Colorado 80401 Email: james.cash@ee.doe.gov Phone: 240-562-1456

Website Address:

http://www.eere.energy.gov

RELATED PROGRAMS:

81.117 Energy Efficiency and Renewable Energy Information Dissemination, Outreach, Training and Technical Analysis/Assistance

EXAMPLES OF FUNDED PROJECTS:

Fiscal Year 2015: This CFDA Program was funded with ARRA money, which expired on 09/30/2015. No funding has been added to this program since. Fiscal Year 2016: This CFDA Program was funded with ARRA money, which expired on 09/30/2015. No funding has been added to this program since. Fiscal Year 2017: This CFDA Program was funded with ARRA money, which expired on 09/30/2015. No funding has been added to this program since. CRITERIA FOR SELECTING PROPOSALS:

Awards are restricted to the entities listed in the Applicant Eligibility portion of this program listing. All election criteria will conform to EISA 2007, EPACT 1992 and 2005, and ARRA 2009 requirements as applicable to the specific project authorization.

81.135 ADVANCED RESEARCH PROJECTS AGENCY - ENERGY (ARPA-E)

FEDERAL AGENCY:

Department of Energy AUTHORIZATION:

This agency was chartered and authorized in 2007 in the America COMPETES Act (Public Law 110-69), and re-authorized in the America COMPETES Reauthorization Act of 2010 (Public Law 111-358).

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Formula and Matching Requirements:

This program has no statutory formula.

Matching Requirements: Detailed cost share requirements are specified in each Funding Opportunity Announcement.

MOE requirements are not applicable to this program.
Length and Time Phasing of Assistance:

As required under the Energy Independence and Security Act of 2007, as applicable. See the following for information on how assistance is awarded/released: Most often under a Cooperative Agreement as reimbursable Reports:

In accordance with the Energy Independence and Security Act of 2007 and DOE procurement procedures. Quarterly progress reports will be required along with a final report. Cash reports are not applicable. Progress reports are not applicable. Quarterly financial reports will be required along with a final report (and as described in the Funding Opportunity Announcement). Performance monitoring is not applicable.

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Audits:

In accordance with the provisions of 2 CFR 200, Subpart F - Audit Requirements, non-Federal entities that expend financial assistance of $750,000 or more in Federal awards will have a single or a program-specific audit conducted for that year. Non-Federal entities that expend less than $750,000 a year in Federal awards are exempt from Federal audit requirements for year, except as noted in 2 CFR 200.503. Audit requirements laid out in the OMB Circulars apply to the ARPA-E Program. Circulars are available at the White House website.

Records:

In accordance with the Energy Independence and Security Act of 2007 and DOE procurement procedures.

Account Identification:

89-0337-0-1-270 - Energy Transformation Acceleration Fund. Obligations:

(Cooperative Agreements) FY 15 $213,274,534; FY 16 est $261,750,000; and FY 17 est $293,000,000 - Energy Transformation Acceleration Fund. Range and Average of Financial Assistance:

$250,000 to $10,000,000 (average range is $2 million). TAFS Codes:

89-0337.

PROGRAM ACCOMPLISHMENTS:

Fiscal Year 2015: As noted in ARPA-E's FY17 Congressional Budget

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Justification In FY15 ARPA-E developed innovative new focused programs in fusion and solar power, distributed generation, grid optimization and storage, sustaining power-generation efficiency under conditions of drought and water

December 2016

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of February 2016, ARPA-E has invested a total of $1.3 billion across more n 475 projects through 30 focused programs and three open funding icitations. This initial investment has attracted more than $1.25 billion in vate sector follow-on funding. Additionally, at least 36 ARPA-E project ms have formed new companies and 60 projects have partnered with other vernment agencies for further development. Fiscal Year 2016: Pending. cal Year 2017: Pending.

GULATIONS, GUIDELINES, AND LITERATURE:

described under the Energy Independence and Security Act of 2007,

erica COMPETES Act of 2007, and the America ReCOMPETES Act of

unity Amo

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PES OF ASSISTANCE:

operative Agreements

ES AND USE RESTRICTIONS:

OPP provides State and Federal governments, the press, policy makers, sumers, analysts and others with up-to-date information on retail heating Is prices during the heating season. These funds are to be used only for ivities relating to the State Heating Oil and Propane Program. Expenses ich qualify as eligible toward the program cost include, but are not limited the cost of personnel, fringe benefits, travel, equipment, supplies, and irect charges related to data collection or the analysis and understanding of rket conditions which may impact heating oil and propane prices. This gram is also based on a 50-50 cost sharing agreement between the States and 1, which means that total program costs must be split equally between State

I Federal funds.

plicant Eligibility:

OPP is a joint data collection effort between States that consume heating oil I propane for residential heating purposes across the United States and the . Department of Energy/Energy Information Administration (EIA).

eficiary Eligibility:

neficiaries are States and their agencies that have the resources to conduct

the program, and consume heating oil and/or propane for residential purposes. Credentials/Documentation:

No Credentials or documentation are required. This program is excluded from coverage under 2 CFR 200, Subpart E - Cost Principles. Preapplication Coordination:

An email expressing intent to apply should be sent to the survey manager prior to application for States which are not currently participating in SHOPP. The U.S. EIA may not be able to accommodate all requests for participation. No formal preapplication forms are necessary. Environmental impact information is not required for this program. This program is excluded from coverage under E.O. 12372.

Application Procedures:

2 CFR 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards applies to this program.

Award Procedure:

This award is a five-year cooperative agreement between EIA and the State. Every five years, applicants are required to fill out forms per OMB Circular A-102 and other forms as stated on EIAS website at: http://www.eia.gov/petroleum/heatingoilpropane/faq_stateofficials.cfm.

Deadlines:

Contact the headquarters or regional office, as appropriate, for application deadlines.

Range of Approval/Disapproval Time:

Not Applicable.

Appeals:

Not Applicable.

Renewals:

NA.

Formula and Matching Requirements:

This program has no statutory formula.
Matching Requirements: Percent: 50%.

This program does not have MOE requirements.

Length and Time Phasing of Assistance:

The assistance is available for expenditures made during the current award year up to 2 years after the end of the current grant year. Although they may be accessed for a time period after the award year, funds for each grant year may only be spent on program activities for that specific year. Method of awarding/releasing assistance: lump sum.

Reports:

Management Reporting Progress Report; Scientific/Technical Report DOE F 241.3; Financial Reporting SF 425. No cash reports are required. No progress reports are required. No expenditure reports are required. No performance monitoring is required.

Audits:

No audits are required for this program. Records:

No Data Available. Account Identification:

89-0216-0-1-276.

Obligations:

(Salaries) FY 15 $223,575; FY 16 est $200,000; and FY 17 est $250,000 Range and Average of Financial Assistance:

FY 2012 - $180,780, FY 2013 - $178,142, FY2014 - $225,417, FY2015 $223,575,

$250,000 is allocated annually for financial assistance to States for SHOPP. TAFS Codes:

89-0216.

PROGRAM ACCOMPLISHMENTS:

Not Applicable.

REGULATIONS, GUIDELINES, AND LITERATURE:

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OBJECTIVES:

EM R&D and validation Testing provides necessary investments in mid to long range research projects to address radioactive waste treatment and storage safety. These R&DT projects are targeted at high priority technical issues, gaps, operations, or safety concerns to clean up the Nations legacy of defense-related radioactive wastes. The technologies developed in this R&DT program will identify or improve the current waste treatment baseline, develop new or augmented cost-effective technologies or methods, provide advanced technologies/methods for insertion into new or existing waste treatment facilities/infrastructures, address known technology gaps, and reduce project technical risk and uncertainty. This meets the Departmental goal to accelerate waste treatment, clean-up, and provide risk reduction to the public. For example, R&DT for High Efficiency Particulate Air (HEPA) filters are needed to improve the performance and validation of currently available HEPA filters in upset conditions (e.g. fires). In addition, R&DT into HEPA filters under various normal and upset test conditions will help determine valuable operational information (i.e., develop suggested controls and operational methods, and identify failure modes) that can be applied at various commercial and Government/military facilities that treat, store, or process nuclear material or waste streams (e.g. commercial nuclear power facilities), or filter out hazardous particulates or dust for commercial microelectronic clean rooms or hospital operations. This research and testing may increase the protective nature of the American Society of Mechanical Engineers (ASME) AG-1 Code (Code on Nuclear Air and Gas Treatment), enhance the ability of professionals to design filters and air filtration systems, and reduce uncertainty in the development of standard operating procedures for facilities involved in nuclear containment ventilation activities. Improving the durability of HEPA filters used in nuclear containment is a key component in protecting the worker and general population in the event of a fire at a nuclear facility, particularly segments of the population near nuclear facilities.

TYPES OF ASSISTANCE:

Cooperative Agreements

USES AND USE RESTRICTIONS:

Financial assistance is provided in support of the program objectives.
Applicants must meet the guidelines established by DOE.
Applicant Eligibility:

A publicly owned agency or organization established to perform specialized functions or services for the benefit of all or part of the general public either

without charge or at cost, making no profits and having no shareholders to receive dividends. Includes institutions of higher education and hospitals. Determinations are made by DOE EM Headquarters or EM Field Offices, or

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both.

Beneficiary Eligibility:

The following organizations will significantly benefit from improved, more reliable, and safer advanced HEPA filters: Federal/ State radioactive treatment and/or storage facilities, commercial nuclear power industry, workers in a radioactive environment, industrial, military or medical processes that require very stringent filtering and the general public, particularly landowners or homeowners in proximity to radioactive facilities. Indirect benefits include more accurate known and understood HEPA filter failure mechanisms and limits, margins, and operational constraints, especially in emergency situations such as fire or a seismic event. Indirect benefits include deceased operating costs, and potentially improvements to the American Society of Mechanical Engineering (ASME) AG-1 code, the US national consensus standard for nuclear air handling and treatment systems.

Credentials/Documentation:

Cost will also be determined in accordance with OMB Circular No. A-21 for institutions of higher education or as otherwise defined in the financial assistance instrument. This program is excluded from coverage under OMB Circular No. A-87. This program is excluded from coverage under 2 CFR 200, Subpart E-Cost Principles.

Preapplication Coordination:

Preapplication coordination is not applicable. Environmental impact information is not required for this program. This program is excluded from coverage under E.O. 12372.

Application Procedures:

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This program is excluded from coverage under 2 CFR 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards. This program is excluded from coverage under OMB Circular No. A-102. OMB Circular No. A-110 applies to this program. A formal proposal by the organization interested doing the work must be submitted through an appropriate official of the corporate entity, organization, or institution. Financial assistance requests will be reviewed pursuant to the Department of Energy Financial Assistance Regulations at 10 CFR 600 and the DOE Merit Review Guide, as amended.

Award Procedure:

Award decision will be made by DOE Headquarters.
Deadlines:

Contact the headquarters or regional office, as appropriate, for application deadlines.

Range of Approval/Disapproval Time:

The approximate approval/disapproval time is from two months to one year. Appeals:

N/A.

Renewals:

From 120 to 180 days. From 120 to 180 days. Proposal for renewal are subject to review and acceptance by DOE Headquarters, the field, or both. Formula and Matching Requirements:

This program has no statutory formula.
This program has no matching requirements.
This program does not have MOE requirements.
Length and Time Phasing of Assistance:

Length and time phasing of assistance will vary with the program phase and
activity. Method of awards/ releasing assistance: awards will be incrementally
funded. See the following for information on how assistance is
awarded/released. See the following for information on how assistance is
awarded/released: Awards will be incrementally funded.
Reports:

Yes, periodic program and progress reports are required per the Reporting Requirements Checklist attached to the award. No cash reports are required. No cash reports are required. At a minimum, annual progress reports are required.

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December 2016

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cal Year 2015: HEPA filter RD&T tested and reports issued on filters tested. pporting R&D on appropriateness of filters in specific high risk situations. gan attaining NQA-1 qualifications. Fiscal Year 2016: Continue FY15 PA filter R&DT objectives and begin filter type separator vs. separatorless DT. Collected data will assist in planned aged filter testing. Attained A-l qualification - a significant feature that assists in future research

vities. Fiscal Year 2017: Continue FY16 HEPA filter R&DT objectives and in filter type separator vs. separatorless R&DT. Collecting data to lerstand the use of aged filter in process buildings.

GULATIONS, GUIDELINES, AND LITERATURE:

Applicable.

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Department of Energy AUTHORIZATION:

31 USC 6305, 31 U.S.C 6304. OBJECTIVES:

The general objective of this Cooperative Agreement is to provide financial support for staff, response vehicles, specialized tours and training, and the use of two fire station facilities to the Incorporated County of Los Alamos to allow the County to provide an enhanced level of fire department services, including advanced nuclear facility capable, industrial fire suppression, advanced emergency medical, rescue, hazardous materials response, and other services through its municipal fire department.

TYPES OF ASSISTANCE:

Project Grants (Cooperative Agreements)

USES AND USE RESTRICTIONS:

Cost effective and efficient management of the delivery of fire department services to LANL, including recruitment, selection, training and promotion of fire department personnel.

Cost effective and efficient management of business aspects of fire department operations, including procurement of services and supplies necessary to perform the agreement, and generating specifications for

equipment purchases such as fire department apparatus. Providing manual fire fighting response and capability.

Providing emergency medical response and capability.

Providing rescue response and capability.

Providing hazardous materials response capability.

Providing fire and safety related non-emergency services as identified in the agreement such as hydrant testing.

Providing fire department standbys at LANL for designated recurring
activities, and on an as-needed basis for special hazards.
Maintaining a minimum training capability for fire fighters.

Maintaining certifications for various fire fighter and fire officer levels. Maintaining emergency and non-emergency procedures associated with the operation of a fire department.

Maintain a fire department response capability that meets NFPA 1500, NFPA 1710 and other applicable NFPA standards to the extent practical for fire department responses to LANL.

Maintain emergency response pre-incident plans for necessary LANL facilities.

Providing agreed upon mutual aid, automatic aid, and outside assistance to the surrounding communities and cities.

Providing other miscellaneous services as defined in the agreement. Fire fighters provided by the County are required to obtain and maintain a DOE security clearance. Fire Department is to follow all LANL security requirements.

Applicant Eligibility:

EMERGENCY PREPAREDNESS: The fire department has an authorized staffing level of 139 fire fighters and officers and 11 civilian support staff. The fire department staff, in addition to being trained as conventional fire fighters responding to fires in residence and businesses, is also trained to respond to fires and other emergencies at nuclear and high hazard facilities. PLANNING: The fire department is responsible for the development of Pre-Incident Plans at necessary LANL buildings and facilities. PUBLIC WORKS: The fire department is responsible for hydrant testing at LANL. TRAINING: Fire fighters receive special training prior to engaging in fire fighting or emergency operations at nuclear and high hazard facilities at LANL, not only to ensure their safety, but to ensure that their actions contribute to control of the incident, versus making the incident worse by possibly spreading contamination or taking actions which result in unnecessary damage to mission critical or costly equipment.

Beneficiary Eligibility:

Los Alamos Fire Department is an agency within Los Alamos County. Los Alamos County is a political subdivision of the State of New Mexico. Credentials/Documentation:

No Credentials or documentation are required. This program is excluded from coverage under 2 CFR 200, Subpart E - Cost Principles.

gram Descriptions

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