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Foreword

For quite some time, people within the medical profession have been concerned about assessing the quality of medical care so that providers could improve it. Florence Nightingale in the field hospitals of the Crimean War and Ernest A. Codman in Boston's surgical wards during the early 20th century were part of this tradition. Although experts from other fields, such as statistics, contributed techniques to evaluate the quality of medical care, until lately assessments of quality remained largely within the purview of the medical profession.

In recent years, a number of forces have combined to promote consumers' role in evaluating medical providers. Efforts to advance consumers' interests are occurring throughout society, and changes within medical care are part of that societal trend. More specific to medical care are changes in policies designed to inject greater price competition into medical care. According to competitive theory, consumers who are sensitive to both price and quality will bring these considerations to bear as they select health insurance and medical providers. Changes in how physicians and hospitals are paid have made individual consumers, health insurers, employers, and medical providers more sensitive to the cost implications of their decisions. At the same time, these policy changes have elevated the importance of having consumers be informed about the quality of medical providers. Purchasers of medical care (individual consumers, employers, health insurers) need to know about any differences in quality so that they can weigh quality along with cost in making decisions. Furthermore, payment changes have raised the concern that physicians and hospitals facing restricted budgets and low payment rates will skimp on the services that they provide to the detriment of their patients' health.

Congressional interest in public information on the quality of medical care predated the new policies, but these payment changes, especially within the Medicare program, have heightened that interest. It was in that context that the House Committee on Energy and Commerce and its Subcommittee on Health and the Environment requested the Office of Technology Assessment (OTA) to assess whether valid information could be developed and disseminated to the public to assist their choices of physicians and hospitals. The Senate Committee on Finance asked that OTA address several issues related to the availability and confidentiality of data that could be used to assess the quality of medical care. The Senate Select Committee on Aging; the Subcommittee on Consumer of the Senate Committee on Commerce, Science, and Transportation; and the House Committee on Science, Space, and Technology also endorsed the study.

In preparing this report, OTA staff drew on the expertise of members of the advisory panel, chaired by Dr. Frederick Mosteller, and experts in consumer advocacy, medical practice, health insurance, rural health, and quality assessment. Drafts of the report were reviewed by the advisory panel and by numerous individuals and organizations with expertise and interest in the area. We are grateful for their assistance. Key OTA staff for this analysis were Jane E. Sisk, Denise Dougherty, Polly M. Ehrenhaft, Mark McClellan, Beth A. Mitchner, Gloria Ruby, and Kerry Britten Kemp.

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JOHN H. GIBBONS
Director

A 3 Q35 1988

Advisory Panel-The Quality of Medical Care: Information for Consumers

Linda H. Aiken

Frederick Mosteller, Panel Chair

Professor Emeritus, Department of Health Policy and Management
Harvard School of Public Health, Boston, MA

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NOTE: OTA gratefully acknowledges the members of this advisory panel for their valuable assistance and thoughtful advice. The panel does not, however, necessarily approve, disapprove, or endorse this report. OTA assumes full responsibility for the report and the accuracy of its contents.

OTA Project Staff-The Quality of Medical Care: Information for Consumers

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Nancy E. Cahill, Duke University, North Carolina

Peter G. Goldschmidt, World Development Group, Inc.

Karen Glanz, Joel Rudd, University of Minnesota, University of Arizona
Marlene Larks, National Association of Health Data Organizations

Harold S. Luft, Deborah W. Garnick, David Mark, Stephen J. McPhee, Janice Tetreault,
University of California, San Francisco

Don Harper Mills, Orley Lindgren, Institute for Medical Risk Studies
James B. Simpson, Western Consortium for the Health Professions, Inc.
John E. Ware, Jr., Allyson Ross Davies, Haya H. Rubin, The Rand Corp.

*Summer 1987; under contract February through March 1988.

**From March 1988.

Glossary of Abbreviations and Terms

Glossary of Abbreviations

ABMS

ACEP

ACOG

AMA APACHE

CABG

CDC

CFR CPHA

CMP COBRA

DHHS

DRG

ENA

HCFA

HHS

HMO
ICD-9-CM

IPA JCAHO

-American Board of Medical Specialties

-American College of Emergency
Physicians

-American College of Obstetri-
cians and Gynecologists
-American Medical Association
-Acute Physiology and Chronic
Health Evaluation

-coronary artery bypass graft

surgery

-Centers for Disease Control
(HHS)

-Code of Federal Regulations
-Commission on Professional and
Hospital Activities

-competitive medical plan
-Consolidated Omnibus Budget
Reconciliation Act of 1985 (Pub-
lic Law 99-272)
-U.S. Department of Health and
Human Services
-diagnosis-related group
-Emergency Nurses Association
-Health Care Financing Adminis-
tration (HHS)

-U.S. Department of Health and
Human Services

-health maintenance organization
-International Classification of

Diseases, Ninth Revision, Clinical
Modification

-individual practice association
-Joint Commission on the Accred-
itation of Healthcare Organi-
zations

MEDISGRPS -Medical Illness Severity Grouping System

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Access: Potential and actual entry of a population into the health care delivery system.

Accreditation by JCAHO: A statement by the Joint Commission on the Accreditation of Healthcare Organizations that an eligible health care organization, such as a hospital, complies wholly or substantially with JCAHO standards. Hospitals or other health care organizations that are surveyed but do not meet JCAHO standards are referred to as nonaccredited. Hospitals that either do not request a survey or are not eligible to be surveyed are referred to as unaccredited. Compare certification by HCFA.

Acute myocardial infarction: Necrosis (death) of tissue in the myocardium (heart muscle) that results from insufficient blood supply to the heart. Adverse events: Untoward events involving patients. Adverse events are typically unanticipated poor patient outcomes, such as death or readmission to the hospital. Other incidents such as improper administration of medications or patient falls are also considered adverse events even if there is no effect on the patient. See incident reporting and

occurrence screen.

Ambulatory care: Medical services provided to patients who have not been admitted to a hospital or nursing home.

Aneurysm: A permanent, abnormal, blood-filled dilation of a blood vessel or the heart resulting from disease of the vessel or heart wall.

APACHE: A system that uses physiological values, age, and certain aspects of chronic health status to measure a patient's risk of dying. The system has been applied chiefly to patients in hospital intensive care units.

Bacteremia: The presence of bacteria in the blood. Biliary tract surgery: Surgery involving the bileconveying structures (duodenum, gall bladder, liver).

Board certification: A method of formally identifying a physician who has completed a specified amount of training and a certain set of requirements, and passed an examination required by a medical specialty board.

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