 | Philippines - 2000 - 708 pages
...policies, procedures and controls, including the designation of compliance officers at management level, and adequate screening procedures to ensure high standards...hiring employees; b. An ongoing employee training program; and c. An audit function to test the system. This Circular shall take effect immediately.... | |
 | United States. Congress. House. Committee on Banking, Finance, and Urban Affairs - 1993 - 1052 pages
...policies, procedures and controls. Including the designation of compliance officers at management level, and adequate screening procedures to ensure high standards...hiring employees ; b) an ongoing employee training program ; c) an audit function to test the system. Measures to cone with the problem of coaatries with... | |
 | Mr.Robert C. Effros - 1994 - 494 pages
...policies, procedures and controls, including the designation of compliance off1cers at management level, and adequate screening procedures to ensure high standards...hiring employees; (b) an ongoing employee training program; (c) an audit function to test the system. 4. Measures to cope with the problem of countries... | |
 | International Monetary Fund - 2004 - 154 pages
...that a suspicious transaction report (STR) or related information is being reported to the FIU. 15.* Financial institutions should develop programmes against...programme. c) An audit function to test the system. 16.* The requirements set out in Recommendations l3 to l5, and 2l apply to all designated nonfinancial... | |
 | United States. Congress. Senate. Committee on Governmental Affairs - 2004 - 328 pages
...including appropriate a management arrangements, and adequate screening procedures to ensure high standa hiring employees. b. An ongoing employee training...audit function to test the system. ISee Interpretative Not*) Recommendation 16 The requirements set out in Recommendations 13 to 15, and 21 apply to all designated... | |
 | Christine Van den Wijngaert, Guy Stessens, Liesbeth Janssens - 2005 - 1563 pages
...that a suspicious transaction report (STR) or related information is being reported to the FIU. 15. #C 16. The requirements set out in Recommendations 13 to 15, and 21 apply to all designated nonfinancial... | |
 | Commonwealth Secretariat - 2005 - 200 pages
...electronically, for example over the internal 'intranet'. 13.2 Training FATF Recommendation 1 5 states that: Financial institutions should develop programmes against...terrorist financing. These programmes should include an ongoing employee training programme. All staff should be trained to be familiar with their systems... | |
 | Francesco Buffa - 2006 - 345 pages
...that a suspicious transaction report (STR) or related information is being reported to the FIU. 15.* Financial institutions should develop programmes against...programme. c) An audit function to test the system. 21. Financial institutions should give special attention to business relationships and transactions... | |
 | Paul Allan Schott - 2006 - 292 pages
...that a suspicious transaction report (STR) or related information is being reported to the FIU. 15.* Financial institutions should develop programmes against...programme. c) An audit function to test the system. 16.* The requirements set out in Recommendations 13 to 15, and 21 apply to all designated nonfinancial... | |
| |
FIU. 15.* Financial institutions should develop programmes against money laundering and terrorist financing. These programmes should include: a) The development of internal policies, procedures and controls, including appropriate compliance management... 