| United States. Securities and Exchange Commission - 1936 - 1320 pages
...effectiveness of the registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits...state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments... | |
| United States. Congress. Senate. Committee on Finance - 1939 - 1104 pages
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 pages
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on the Judiciary - 1937 - 226 pages
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...summary required to be sent, given, or furnished under subsection (a) (3), makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the... | |
| United States. Securities and Exchange Commission - 1962 - 1022 pages
...Act provides : "If It appears to the Commission at any time that the registration statement includes any untrue statements of a material fact or omits...state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may, after notice by personal... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 106 pages
...Act and the rules and regulations thereunder; (2) the application includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (3) any person designated as trustee under... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or neoe.-a£ry to make the statements therein not misleading, shall upon conviction be fired not more... | |
| United States. Securities and Exchange Commission - 1953 - 1172 pages
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, the Commission may, after notice . . .... | |
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