Foreign Investment in the United States: Hearing Before the Subcommittee on International Trade, Investment and Monetary Policy of ... , 94-1, September 24, 1975
1975 - 216 pages
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acquire acquisition action activities addition agencies amendments American amount annual report applicable authority banks believe beneficial owner beneficial ownership bill certain Commerce Commission Committee Company Act concerning connection corporations Department direct directly directors disclosure domestic economy effect enforcement equity securities Federal filed firms foreign firms foreign investment Form furnish Government held Holding Company Imetal indicate individual interest Investment Company investors involved issue issuer Item laws limited material ment merger nature obtain officers percent percentage person present proposed proposed Rule proxy pursuant reason receive record regard registration statement regulations relating requires the registrant respect restrictions Rule Schedule 13D Section 13(d Securities Act Securities Exchange Act securities laws shares specific statute subsidiaries tender offer trade transaction trust United Utility voting securities
Page 75 - Whenever it shall appear to the Commission that any person is engaged or about to engage in any acts or practices which constitute or will constitute a violation...
Page 129 - Is, directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the same home as such person or who is a director or officer of...
Page 74 - Commission or any officer or officers designated by it are empowered to administer oaths and affirmations, subpena witnesses, take evidence, and require the production of any books, papers, or other documents which the Commission deems relevant or material to the inquiry.
Page 75 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both.
Page 180 - Any corporation of which any officer or director is an alien or of which more than one-fifth of the capital stock is owned of record or voted by aliens or their representatives or by a foreign government or representative thereof or by any corporation organized under the laws of a foreign country...
Page 103 - N— 5, for registration statement of small business investment company under the Securities Act of 1933 and the Investment Company Act of 1940.
Page 149 - ... and, in the case of an annual meeting at which directors are to be elected, the number of copies of the. annual report to security holders, necessary to supply such material to such beneficial owners for whom proxy material has not been and is not to be made available.
Page 192 - ... Whenever the President after consultation with and receiving advice from the National Security Resources Board determines that it is in the interest of the national security for the Government to obtain prompt delivery of any articles or materials the procurement of which has been authorized by the Congress exclusively for the use of the armed forces of the United States, or for the use of the Atomic Energy Commission...
Page 76 - States court of any territory or other place subject to the jurisdiction of the United States, to enjoin such acts or practices, and upon a proper showing a permanent or temporary injunction or restraining order shall be granted without bond.
Page 75 - In case of contumacy by, or refusal to obey a subpoena issued to, any person, the Commission may invoke the aid of any court of the United States within the jurisdiction of which such investigation or proceeding is carried on, or where such person resides or carries on business, in requiring the attendance and testimony of witnesses and the production of books, papers, correspondence, memoranda...