Decisions and Reports, Volume 25U.S. Government Printing Office, 1953 |
From inside the book
Results 1-5 of 100
Page 3
... present name of the corporation formerly called Dallas Enameling Company , and for a short time before the acquisition by Red Bank , called Dallas Manufacturing Company . Under the latter name the company purchased Dedman Foundry and ...
... present name of the corporation formerly called Dallas Enameling Company , and for a short time before the acquisition by Red Bank , called Dallas Manufacturing Company . Under the latter name the company purchased Dedman Foundry and ...
Page 10
... present a factual background against which consideration of the specific deficiencies alleged in the notices and orders for hearing may be projected . The focal point of these de- ficiencies is to be found in the financial statements ...
... present a factual background against which consideration of the specific deficiencies alleged in the notices and orders for hearing may be projected . The focal point of these de- ficiencies is to be found in the financial statements ...
Page 30
... we are to sustain its action of disapproval , to present adequate reasons in addition to the disability arising from the 1942 expulsion for barring Leeby indefinitely from membership . 25 S. E. C. 30 SECURITIES AND EXCHANGE COMMISSION.
... we are to sustain its action of disapproval , to present adequate reasons in addition to the disability arising from the 1942 expulsion for barring Leeby indefinitely from membership . 25 S. E. C. 30 SECURITIES AND EXCHANGE COMMISSION.
Page 38
... present amendments to the plan to meet the objections indicated in the Opinion.1 On December 18 , 1946 , Engineers filed the amended plan now before us . On December 19 , 1946 , we issued notice that an amended plan had been filed and ...
... present amendments to the plan to meet the objections indicated in the Opinion.1 On December 18 , 1946 , Engineers filed the amended plan now before us . On December 19 , 1946 , we issued notice that an amended plan had been filed and ...
Page 40
... present Virginia dividend rate , dividends thereafter would be at the rate of $ 1.00 per share , or a total income to the trusteeship of $ 162,612 per year after June 15 , 1948 , until the stock is either sold or distributed . ' After ...
... present Virginia dividend rate , dividends thereafter would be at the rate of $ 1.00 per share , or a total income to the trusteeship of $ 162,612 per year after June 15 , 1948 , until the stock is either sold or distributed . ' After ...
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Common terms and phrases
accrued acquisition additional adjustments Amended Plan application appropriate approval assets Atlantic City balance sheet basis Bennett broker-dealer capital surplus cash certificates Cities Commission common stock common stockholders consolidated Corporation debentures debt December 31 depreciation dividends earned surplus effect Escrow estimated fair and equitable Federal filed FINDINGS AND OPINION forma Hamilton Funds hearing held Holding Company Act Illinois Power interest investment company issuance issued liabilities Light & Power merger mortgage bonds NASD North American Ogden outstanding pany par value payment Pepco Power & Light Power Company preferred stock preferred stockholders principal amount pro forma proceedings proposed transactions provisions of Section Public Utility Public Utility Holding purchase pursuant to Section record Red Bank registered holding company requirements reserve respect retirement Section 11 Securities Exchange Act shares of common tion Total Trust Upper Peninsula Utility Holding Company utility plant voting Washington Railway York Curb Exchange
Popular passages
Page 213 - ... 1 ) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 204 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person; (C) any person directly or indirectly controlling, controlled by, or under common control with, such other person...
Page 377 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 342 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking...
Page 229 - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise...
Page 369 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Page 377 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange— [b] To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered...
Page 770 - Investors or consumers and not detrimental to the proper functioning of such system or systems. (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute...
Page 366 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Page 493 - No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or...