Decisions and Reports, Volume 25U.S. Government Printing Office, 1953 |
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Results 1-5 of 100
Page vii
... Fund .. Hamilton Funds , Inc .. 6 , 11 . 141 6 , 11 . 141 Hamilton Trust Shares ... 6 , 11 . 141 Herrick Waddell & Co. , Inc. , Appli- 6 , 11 . 141 15 . 437 cation of . I Illinois Power Company . Do. Industrial Gas Corporation ...
... Fund .. Hamilton Funds , Inc .. 6 , 11 . 141 6 , 11 . 141 Hamilton Trust Shares ... 6 , 11 . 141 Herrick Waddell & Co. , Inc. , Appli- 6 , 11 . 141 15 . 437 cation of . I Illinois Power Company . Do. Industrial Gas Corporation ...
Page 8
... funds received 25,000 shares of Red Bank stock . In connection with the acquisition of Seatex stock , Frank W. Bennett & Company agreed to sell Seagraves 20,000 shares of Red Bank stock at $ 2 a share . The market price at this time ...
... funds received 25,000 shares of Red Bank stock . In connection with the acquisition of Seatex stock , Frank W. Bennett & Company agreed to sell Seagraves 20,000 shares of Red Bank stock at $ 2 a share . The market price at this time ...
Page 24
... funds are employed primarily for that purpose and its securi- ties offered only to those interested therein , held that the company does not come within the purview of the Investment Company Act of 1940 and is entitled to an exemption ...
... funds are employed primarily for that purpose and its securi- ties offered only to those interested therein , held that the company does not come within the purview of the Investment Company Act of 1940 and is entitled to an exemption ...
Page 25
... Fund , Inc. All three borrowers are charitable organizations organized under the laws of a state of the United States , and aiding in the economic development of Palestine . Funds borrowed from the applicant are in turn made available ...
... Fund , Inc. All three borrowers are charitable organizations organized under the laws of a state of the United States , and aiding in the economic development of Palestine . Funds borrowed from the applicant are in turn made available ...
Page 26
... funds and a reasonable return on its capital ; and , secondly , the maximum benefit which the corporation can render to the economic development of Palestine . " The corporation has not in the past been able to pay a full dividend , and ...
... funds and a reasonable return on its capital ; and , secondly , the maximum benefit which the corporation can render to the economic development of Palestine . " The corporation has not in the past been able to pay a full dividend , and ...
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Common terms and phrases
accrued acquisition additional adjustments Amended Plan application appropriate approval assets Atlantic City balance sheet basis Bennett broker-dealer capital surplus cash certificates Cities Commission common stock common stockholders consolidated Corporation debentures debt December 31 depreciation dividends earned surplus effect Escrow estimated fair and equitable Federal filed FINDINGS AND OPINION forma Hamilton Funds hearing held Holding Company Act Illinois Power interest investment company issuance issued liabilities Light & Power merger mortgage bonds NASD North American Ogden outstanding pany par value payment Pepco Power & Light Power Company preferred stock preferred stockholders principal amount pro forma proceedings proposed transactions provisions of Section Public Utility Public Utility Holding purchase pursuant to Section record Red Bank registered holding company requirements reserve respect retirement Section 11 Securities Exchange Act shares of common tion Total Trust Upper Peninsula Utility Holding Company utility plant voting Washington Railway York Curb Exchange
Popular passages
Page 213 - ... 1 ) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 204 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such other person; (C) any person directly or indirectly controlling, controlled by, or under common control with, such other person...
Page 377 - To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(c) To engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person, in connection with the purchase or sale of any security.
Page 342 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking...
Page 229 - It shall be unlawful for any person, by the use of the mails or by any means or instrumentality of interstate commerce or of any facility of any national securities exchange or otherwise...
Page 369 - ... necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of this title.
Page 377 - It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange— [b] To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered...
Page 770 - Investors or consumers and not detrimental to the proper functioning of such system or systems. (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute...
Page 366 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Page 493 - No solicitation subject to this regulation shall be made by means of any proxy statement, form of proxy, notice of meeting or other communication, written or oral, containing any statement which, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or...