Corporate Disclosure: Hearings Before the Subcommittee on Budgeting, Management, and Expenditures and the Subcommittee on Intergovernmental Relations of the Committee on Government Operations, Ninety-third Congress, Second Session, Parts 1-2United States. Congress. Senate. Committee on Government Operations. Subcommittee on Budgeting, Management, and Expenditures, United States. Congress. Senate. Government Operations Committee U.S. Government Printing Office, 1974 - 947 pages |
From inside the book
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Page 4
... voting rights and the number of shares held in which the investor does not have voting rights . In those instances where the institutional investor does not have voting rights the identity of the party empowered to vote the stock would ...
... voting rights and the number of shares held in which the investor does not have voting rights . In those instances where the institutional investor does not have voting rights the identity of the party empowered to vote the stock would ...
Page 36
... voting power : It should be noted that compilations of holdings by size do not auto- matically reflect voting rights . This is especially true in regard to in- stitutional holdings . As demonstrated in the attached reconcilement ...
... voting power : It should be noted that compilations of holdings by size do not auto- matically reflect voting rights . This is especially true in regard to in- stitutional holdings . As demonstrated in the attached reconcilement ...
Page 39
... voting power : It should be noted that compilations of holdings by size do not auto- matically reflect voting rights . This is especially true in regard to in- stitutional holdings . As demonstrated in the attached reconcilement ...
... voting power : It should be noted that compilations of holdings by size do not auto- matically reflect voting rights . This is especially true in regard to in- stitutional holdings . As demonstrated in the attached reconcilement ...
Page 41
... voting powers . Citibank publicly reported that it had voting rights to 51 % percent of this particular utility's - Carolina Power and Light - stock which we used for an example . But anyone going down to the FPC and looking at the file ...
... voting powers . Citibank publicly reported that it had voting rights to 51 % percent of this particular utility's - Carolina Power and Light - stock which we used for an example . But anyone going down to the FPC and looking at the file ...
Page 42
... voting powers in the respondent , and state the number of votes which each would have had the right to cast on that ... rights , then show such 10 security holders as of the close of the year . Arrange the names of the security holders in the ...
... voting powers in the respondent , and state the number of votes which each would have had the right to cast on that ... rights , then show such 10 security holders as of the close of the year . Arrange the names of the security holders in the ...
Common terms and phrases
accounts air carriers aircraft aircraft lessors airline analysts analyst groups appear beneficial owner Braniff Bureau of Operating CALDWELL Cede Chairman Chase Manhattan Chase Manhattan Bank Citibank Civil Aeronautics Board closed meeting committee Common Stock Corp Corporation debt December 31 Depository Trust disclosure Electric equity exercise Fandell Federal fiduciary filed HESTON holders holdings industry institutional investors interest interlocking International investigation investment issue KOLKO Lee Metcalf lender LINGUA LUTZ member organization ment Merrill Lynch National Bank National City Bank nominees Northwest Northwest Airlines number of shares Operating Rights ownership percent person phase of aeronautics portfolio Power question regulatory agencies request security analysts Senator METCALF Senator MUSKIE Senator Percy shared voting shareholders shares held Sherer SIMON stockholders Subcommittee testimony TIMM tion Total Trans World Airlines Trust Company trust department TURNER voting rights Wall Street York York Stock Exchange
Popular passages
Page 593 - The costs and expenses of such prosecution shall be paid out of the appropriation for the expenses of the courts of the United States.
Page 593 - States the sum of $100 for each and every day of the continuance of such failure, which forfeiture shall be payable into the Treasury of the United States, and shall be recoverable in a civil suit in the name of the United States...
Page 593 - It shall be the duty of the various district attorneys, under the direction of the Attorney General of the United States, to prosecute for the recovery of forfeitures.
Page 188 - This agreement shall enure to the benefit of and shall be binding upon the parties hereto and their respective successors and assigns...
Page 381 - ... order thereunder, and upon a proper showing a permanent or temporary injunction or decree or restraining order shall be granted without bond. The Commission may transmit such evidence as may be available concerning such acts or practices or concerning apparent violations of the Federal antitrust laws to the Attorney General, who, in his discretion, may institute the necessary criminal proceedings.
Page 593 - Nothing contained in this Act shall be construed to prevent or interfere with the enforcement of the provisions of the antitrust Acts or the Acts to regulate commerce, nor shall anything contained in the Act be construed to alter, modify, or repeal the said antitrust Acts or the Acts to regulate commerce or any part or parts thereof.
Page 593 - States or elsewhere has entered into any agreement, understanding, or conspiracy, or done any act which artificially or intentionally enhances or depresses prices within the United States of commodities of the class exported by such association, or which substantially lessens competition within the United States or otherwise restrains trade therein...
Page 593 - Any officer or employee of the commission who shall make public any information obtained by the commission without its authority, unless directed by a court, shall be deemed guilty of a misdemeanor, and, upon conviction thereof, shall be punished by a fine not exceeding $5,000, or by imprisonment not exceeding one year, or by fine and imprisonment, in the discretion of the court.
Page 73 - I hereby declare that this report. Including documents attached hereto, has been examined by me, and to the best of my knowledge and belief is a true, correct, and complete report, made In good faith, for the period stated.
Page 593 - To investigate, from time to time, trade conditions in and with foreign countries where associations, combinations, or practices of manufacturers, merchants, or traders, or other conditions, may affect the foreign trade of the United States, and to report to Congress thereon, with such recommendations as it deems advisable.