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SUMMARY AND CONCLUSION

A preceding article' has presented, as a case study of a medical innovation, the fate of a particular new drug in the hands of the doctors of four communities. It was shown how the use of the new drug spread gradually among the physicians of these four cities. The present article deals with the question of whether or not the early users of this particular new medicine showed any signs of favoring more innovations than their colleagues and to what extent the data support the assertion that there exists a generalized tendency or trait to favor innovations which is strong in some doctors and weak in others. It is now possible to summarize the positive as well as the negative findings of this article in the following

way.

1. Two hundred and sixteen physicians practicing in four cities were interviewed and pharmacists' prescription records over a period of 16 months were searched. Information of a more or less complex sort was collected and examined on 16 different items of the doctor's habitual behavior and judgment, each being one possible aspect of doing or approving in one's practice what, is newest. These 16 items ranged in breadth from as circumscribed a datum as the date of the doctor's first prescription for a certain new drug to as pervasive a principle as that of the patient's right to be a partner in deliberations about his case.

2. None of these 16 different ways of “doing the modern thing" was found to be correlated with all the others, but each was correlated with some of the others. This means that there is not one over-all trait or tendency toward being modern or conservative, but rather a number of distinct areas with respect to which a doctor might be more modernistic or more "conservative." The areas or dimensions that could be discerned within the range of the limited data available are: (a) the promptness with which the doctor prescribes newly released drugs, (b) the range of different situations in which he prefers newer drugs once they have been in general use long enough that preferences for them have reached an equilibrium point, (c) the degree to which he utilizes psychologic considerations in general medicine, and (d) his acceptance or rejection of a more equal and active role for the patient in his relationship with the doctor.

3.

There was a strong internal correlation between the several different items which make up each of these 4 areas, with the exception of the last one (patient's active role), where the finding is inconclusive. For example, doctors who were prompt to try one new drug were also likely to be prompt to try a second and third drug. Doctors who preferred certain new classes of antibiotics for a wide range of infectious conditions were also especially likely to make use of them in early stages of the diagnosis of a given case. Doctors who showed concern with psychologic steps in the treatment of essential hypertension were more likely than the average to follow a patient's suggestions because it would benefit him psychologically. This means that the doctor's usages within each of the 4 areas with the possible exception of acceptance of the patient's more active role-are to a large extent expressions of consistent, underlying tendencies or traits of the doctor and not merely the results of the peculiarities of each new situation.

On the other hand, no connection could be proved between the 4 areas, indicating that we deal with at least 4 distinct dimensions of being modern rather than with a single trait.

The fact that doctors who were prompt to try one new drug were also likely to be prompt to try a second and third drug also indicates that the findings reported in our first article may have fairly wide applicability.

4. A comparison of the doctors' own statements with their prescription records shows that they tend more often to exaggerate the promptness of their adoptions of new drugs than to underrate it. This indicates the value placed on being up to date by a substantial number of physicians.

5. Some clues to the different psychologic meanings that these 4 dimensions of being modern may have for the doctor can be gleaned from certain of their attitudinal and background correlates. The first 2 dimensions refer to the use of new drugs and thus have an inherent meaning of being modern. Moreover, promptness in the use of new drugs was most prevalent among those doctors who expressed an explicit verbal judgment in favor of readiness to try new forms of treatment. The degree of utilization of psychologic considerationscertainly on the increase in American medicine over the last 20 years--was highest among the most recently educated doctors. Any rejection of the modern trend toward a more equal and active role for the patient was accompanied by dissatisfaction with the over-all effects of recent developments in medicine upon a doctor's practice. This picture requires much further exploration.

6. Investigation is proceeding to discover the extent to which the factors that favored promptness in trying a new drug may also accompany each of the other dimensions of innovating behavior in medicine.

REFERENCES

1. Coleman, James, Menzel, Herbert, and Katz, Elihu: Social Processes in Physicians' Adoption of a New Drug, J. CHRON. DIS. 8:1, 1958.

2. Coleman, James, Katz, Elihu, and Menzel, Herbert: Doctors and New Drugs (tentative title), Glencoe, The Free Press (in preparation).

3. Menzel, Herbert, and Katz, Elihu: Social Relations and Innovation in the Medical Profession: The Epidemiology of a New Drug, Public Opinion Quarterly 19:337, 1955. 4. Coleman, James, Katz, Elihu, and Menzel, Herbert: The Diffusion of an Innovation Among Physicians, Sociometry 20:253, 1957.

5. Menzel, Herbert: Public and Private Conformity Under Different Conditions of Acceptance in the Group, Journal of Abnormal and Social Psychology 55:398, 1957.

EXHIBIT 33

The Pharmaceutical Industry

JOHN G. SEARLE, L. D. BARNEY, FRANCIS BOYER, GEORGE R. CAIN, LYMAN C. DUNCAN, ROBERT A. HARDT, D. MEAD JOHNSON, and E. GIFFORD UPJOHN*

This statement has been prepared in response to an invitation from The Journal of Medical Education. There are a number of questions and problems of mutual interest to teaching members of the medical profession and the pharmaceutical industry, and, since lack of understanding and confusion apparently have contributed to the questions, the authors of this article have attempted to bring together some explanations and comments that concern areas about which there seems to be the most misunderstanding. Perhaps some historical background will be helpful.

The Pharmaceutical Manufacturers Association (P.M.A.) is the successor to two predecessor organizations, the American Pharmaceutical Manufacturers' Association, started in 1910, and the American Drug Manufacturers Association, which began in 1913. It was created in 1958 and has 140 members, each of whom is involved primarily in the manufacture of products for prescription use and who collectively make up more than 90 per cent of the total volume of pre

* Authors: John G. Searle, President, G. D. Searle & Co.; L. D. Barney, President, Hoffmann-La Roche Inc.; Francis Boyer, Chairman of the Board, Smith, Kline & French Laboratories; George R. Cain, President, Abbott Laboratories; Lyman C. Duncan, General Manager, Lederle Laboratories Div. of American Cyanamid Company; Robert A. Hardt, President, Armour Pharmaceutical Company; D. Mead Johnson, President, Mead Johnson & Company; E. Gifford Upjohn, M.D., President, The Upjohn Company.

scription products in this country. It has a comparatively large board of directors (27 members) and a president who is a physician and who for years worked closely with medical organizations, medical teachers, and researchers. The P.M.A. in addition has about 80 committees and subcommittees, more than half of which are involved in scientific interests ranging from blood dyscrasias to research control procedures for laboratories. The membership of these committees consists, of course, of scientifically and professionally trained people who are associated with the Member Firms. One very important aspect of the work of the P.M.A., which incidentally is in part a trade association and in part a professional association, is the avoidance of any act which would be considered illegal. The courts today are keenly watchful for any sign of an activity which might be in violation of a law, for example, in restraint of trade.

SEEKING ADVICE

About 2 years before the P.M.A. was born two representatives from the A.D.M.A. and two from the A.P.M.A. met with four representatives from the American Medical Association to discuss subjects of mutual interest to physicians and pharmaceutical firms. Other meetings subsequently were held. This liaison effort continued after the birth of the P.M.A. and led to the creation of a special committee of the Board of Directors. It is known as the Professional Relations Committee, and its members for 1960

1961 are the authors of the present report. Since its creation this standing committee has met on several occasions with representatives of the American Medical Association, with the Association of American Medical Colleges, and twice with the New York Academy of Medicine. Other meetings will be held with these bodies and with other medical and professional groups as time permits and as such meetings can be scheduled. In fact, P.M.A. officers are now meeting informally with others in preparation for such meetings. Always dominant in the discussions have been attempts to ferret out problems of mutual interest with a view to determining how these can be resolved. Two examples of the results of such probing may be of interest to the readers of this article.

One of the suggestions offered by the A.P.M.A. and A.D.M.A. representatives to the A.M.A. called for a detailed depth study of the attitudes of physicians toward the pharmaceutical industry. Truly desired was some knowledge obtained from an independent source so that likes, dislikes, suggestions, and areas needing clarification could be set forth. The A.M.A. unhesitatingly sponsored such a study independent of the industry, and when completed the study was turned over to the industry without restriction. Whereas many surveys have been made independently of and also by pharmaceutical firms, the A.M.A. study contained invaluable information for review and guidance.

Another example of the value of this exchange of ideas lies in the development of a set of guiding principles by the A.A.M.C. and P.M.A. In substance these principles are concerned with surveys of medical students, non-educational entertainment, awards and prizes, lectures, visits to pharmaceutical laboratories, printed literature, and drug specimens. Their usefulness and the spirit behind

their development are evident in a report rendered before the A.A.M.C. assembly at its recent meeting. To quote in part from this report: "After a year's experience . . . although there have been instances where both schools and industry have acted to the contrary, the committee feels that much progress has been made in relieving the problems toward which it is directed."

As these and other meetings have progressed it has been apparent that there is much confusion about what the primary objectives of the pharmaceutical industry are, what its association, the P.M.A., is organized to do, what the laws provide for marketing drugs, and how it is attempting to meet its obligations as part of the medical care team and as a responsible component part of good citizenship. While the industry has been seeking advice and has been sharing the results of its efforts, and while numerous organizations and many individuals have offered cooperation and at the same time sought information about the industry's way of life, there have been others, unfortunately, who have written and spoken apparently without the benefit of this knowledge. Some of the seemingly less well known facts are important, though, to educator, practitioner, student, researcher, and, for that matter, citizen. In view of the fact that the pharmaceutical industry is probably one of the most, if not the most, regulated industries in the U.S.A., the sharing of some pertinent information may be helpful to the Journal readers.

ADVERTISING

Perhaps the most misunderstood industry activity is its advertising. There are some not associated with the industry who seem to confuse promotional efforts with educational efforts, whereas actually the members of the P.M.A. do not consider their advertising to be educational but merely informative. Promotion ob

viously is important for sales and the lowering in cost that usually is associated with volume production. Advertising of drugs is intended to arouse the doctor's curiosity, to acquaint him with new products or dosage forms or uses, and to encourage him to ask questions. It is not intended to urge the physician to act without adequate knowledge. Not only do the physician and his patient suffer, but the firm behind the product involved suffers when drugs are used improperly.

Sometimes there is confusion, so it seems, about how advertising claims are developed and censored. Of course, claims are based on the evidence developed by researchers, most of whom are in some way identified with academic circles. At times researchers do differ in their appraisals, but if the work of one man is more sound than that of another the fact usually is apparent. The evidence then is submitted as part of what is known as a "new drug application" which is presented to the Food and Drug Administration before a new drug can be placed in interstate commerce. Included in this presentation is what is commonly called an "official brochure"; it contains a description of the chemistry, pharmacology, and therapeutic usefulness of the drug. If adequate evidence is not available to support the claims, the F.D.A. says so. Incidentally, this brochure is available on request for physicians, pharmacists, and others who have a right to such information. If a new claim subsequently is to be advanced the new drug application is supposed to be amended before the claim is made in future labeling.

Advertising copy is based on the claims permitted in the "official brochure." Members of the P.M.A. subscribe to a belief that such copy should be reviewed by a medical department or consultant physicians. In fact, this is set forth in the statement of principles of ethical drug promotion adopted by the

P.M.A. in 1958. Contrary to the statements made by a few critics during the past months this is a common practice. In addition, advertisements prepared for medical journals are reviewed by offices or committees organized by the journals for this very purpose. Outstanding examples are the journals published by the American Medical Association and the state medical journals. Others could be mentioned if space permitted. Obviously there are times when not all readers of a journal may agree with all the statements in the advertisements any more than they will agree with all the statements in the scientific papers of the journal, but this represents difference in judgment rather than preplanned deception. Certainly an advertiser cannot "buy" his way into such reputable journals even if he were so inclined. Editors are well chosen in general and have important and informed men advising them constantly. If such were not the case the parent medical organization of an offending journal would soon bend to the complaints and wishes of its members. In fact, members of medical journalism meet frequently to discuss methods of improving communication with their readers.

Often one hears "there is too much advertising." Perhaps this is true, but what is too much? The advertiser knows when the return does not justify the expenditure for promotion, but neither he nor those responsible for a medical journal know when an advertisement has eased suffering, or even saved a life, because a reader was reminded of the availability of a drug or dosage form as he contemplated the handling of a seriously ill patient. No doctor reads all advertisements, only those that interest or appeal to him. Some direct mail pieces likewise may not be necessary; which of these are expendable might be difficult to judge at times. The best judgment fol

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