To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
From inside the book
Results 1-5 of 89
Page 4
... officers , or partners own , individually or in the aggregate , 5 per centum or more of the outstanding voting securities of such person ; ( B ) Such person has as a director , officer , or partner any person who is a director , officer ...
... officers , or partners own , individually or in the aggregate , 5 per centum or more of the outstanding voting securities of such person ; ( B ) Such person has as a director , officer , or partner any person who is a director , officer ...
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... officer performing like functions , of any State or Territory or the District of Columbia . ( 4 ) A solicitation in respect of any note , draft , bill of exchange , or bankers ' acceptance , which had a maturity at the time of issuance ...
... officer performing like functions , of any State or Territory or the District of Columbia . ( 4 ) A solicitation in respect of any note , draft , bill of exchange , or bankers ' acceptance , which had a maturity at the time of issuance ...
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... officer , employee , agent , or attorney of either shall fail to cooperate , or shall obstruct or refuse to permit the making of such investigation , such conduct shall be proper ground for the issuance of a refusal order . REQUIRED ...
... officer , employee , agent , or attorney of either shall fail to cooperate , or shall obstruct or refuse to permit the making of such investigation , such conduct shall be proper ground for the issuance of a refusal order . REQUIRED ...
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... officer , partner , or employee of the issuer or of any such underwriter ; ( 4 ) That the solicitation of the proxy or deposit is to be on terms and conditions conforming to the requirements of subsection ( a ) of section 10 ; and ( 5 ) ...
... officer , partner , or employee of the issuer or of any such underwriter ; ( 4 ) That the solicitation of the proxy or deposit is to be on terms and conditions conforming to the requirements of subsection ( a ) of section 10 ; and ( 5 ) ...
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... officer , partner , or employee of any such underwriter ; ( 4 ) That the solicitation of the proxy or deposit is to be on terms and conditions conforming to the requirements of subsection ( a ) of section 10 ; or ( 5 ) In the case of ...
... officer , partner , or employee of any such underwriter ; ( 4 ) That the solicitation of the proxy or deposit is to be on terms and conditions conforming to the requirements of subsection ( a ) of section 10 ; or ( 5 ) In the case of ...
Common terms and phrases
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Page 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Page 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Page 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Page 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...