To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing ... on H.R. 6968 |
From inside the book
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Page 1
... ( chairman ) presiding . The CHAIRMAN . The committee will please come to order . We have met this morning for a hearing on H. R. 6968 , a bill to amend the Securities Act of 1933 , as amended , by adding thereto a new title , providing ...
... ( chairman ) presiding . The CHAIRMAN . The committee will please come to order . We have met this morning for a hearing on H. R. 6968 , a bill to amend the Securities Act of 1933 , as amended , by adding thereto a new title , providing ...
Page 20
... Chairman : There is at present the problem and the necessity of affording to the individual investors of this country protection against a type of abuse and exploitation with which existing legislation cannot cope . The CHAIRMAN . Will ...
... Chairman : There is at present the problem and the necessity of affording to the individual investors of this country protection against a type of abuse and exploitation with which existing legislation cannot cope . The CHAIRMAN . Will ...
Page 23
... Chairman- The CHAIRMAN . Mr. Wolverton . Mr. WOLVERTON . I think , generally speaking , everybody is in accord with the statement that you are making . Will you refer to the section of the bill to which that has particular application ...
... Chairman- The CHAIRMAN . Mr. Wolverton . Mr. WOLVERTON . I think , generally speaking , everybody is in accord with the statement that you are making . Will you refer to the section of the bill to which that has particular application ...
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... Chairman The CHAIRMAN . Mr. Kenney . Mr. KENNEY . Will this bill speed up reorganization ? Mr. DOUGLAS . This bill will , in my judgment , not speed them up . It will in effect , I think , make for a more careful scrutiny of the past ...
... Chairman The CHAIRMAN . Mr. Kenney . Mr. KENNEY . Will this bill speed up reorganization ? Mr. DOUGLAS . This bill will , in my judgment , not speed them up . It will in effect , I think , make for a more careful scrutiny of the past ...
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... Chairman- The CHAIRMAN . Mr. Martin . Mr. MARTIN . How far does the liability of underwriting go ? Commissioner DOUGLAS . At common law , the liability of the under- writer was spelled out in the causes of action for fraud and for ...
... Chairman- The CHAIRMAN . Mr. Martin . Mr. MARTIN . How far does the liability of underwriting go ? Commissioner DOUGLAS . At common law , the liability of the under- writer was spelled out in the causes of action for fraud and for ...
Common terms and phrases
agency amended amount appointed approval assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceedings proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 459 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 533 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 459 - Board, its member, agent, or agency, there to produce evidence if so ordered, or there to give testimony touching the matter under investigation or in question; and any failure to obey such order of the court may be punished by said court as a contempt thereof.
Page 260 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Page 493 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts by reason of the additional evidence so taken...
Page 369 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.
Page 484 - ... principal place of business, or in the United States Court of Appeals for the District of Columbia, by filing in such court, within sixty days after the entry of such order, a written petition praying that the order of the Commission be modified or set aside in whole or in part.
Page 521 - Commission may, in its discretion, make such investigations as it deems necessary to determine whether any person has violated or is about to violate...
Page 2 - Affiliated person" of another person means (A) any person directly or indirectly owning, controlling, or holding with power to vote, 5 per centum or more of the outstanding voting securities of such other person...