 | United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 pages
...10 (b), makes it unlawful for any person to "employ any device, scheme, or artifice to defraud," or to "engage in any act, practice, or course of business...any person, in connection with the purchase or sale of any security." Petitioner, who was employed by a financial printer that had been engaged by certain... | |
 | United States. Securities and Exchange Commission - 1955 - 1022 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business...any person, in connection with the purchase or sale of any security." decided to withdraw his investment and dissolve the partnership, to which Hammill... | |
 | United States. Securities and Exchange Commission - 1955 - 920 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...any person, In connection with the purchase or sale of any security." Section IS (c) (1) provides as follows: "No broker or dealer shall make use of the... | |
 | United States. Securities and Exchange Commission - 1953 - 824 pages
...statements made, In the light of the circumstances under which they were made, not misleading, or (3) to engage In any act, practice, or course of business...any person, In connection with the purchase or sale of any security. Rule X-15C1-2 provides : (a) The term "manlpultlve, deceptive, or other fraudulent... | |
 | United States. Securities and Exchange Commission - 1956 - 1016 pages
...statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage in any act, practice, or course of business...upon any person, in connection with the purchase or sate of any security." Rule X-16C1-2 provides in part: " (a) The term 'manipulative, deceptive, or... | |
 | United States. Securities and Exchange Commission - 1953 - 828 pages
...statements made. In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...would operate as a fraud or deceit upon any person, IB connection with the purchase or sale of any security." 20 8. KC SECRET PROFITS Marks and Lime Cola's... | |
 | United States. Securities and Exchange Commission - 1957 - 756 pages
...statements made, In the light of the circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business...operates or would operate as a fraud or deceit upon any perron, In connection with the purchase or sale of any security." uTbe Court stated (IOC F. 2d, at... | |
 | 1988 - 806 pages
...mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement...any person, in connection with the purchase or sale of any security. (Sec. 10; 48 Stat. 891; 15 USC 78j) [13 FR 8183, Dec. 22, 1948, as amended at 16 FR... | |
 | 1978 - 1130 pages
...Instrumentality of interstate commerce, directly or Indirectly: (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase, sale... | |
 | 1977 - 958 pages
...Instrumentality of interstate commerce, directly or indirectly : (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement...would operate as a fraud or deceit upon any person in, or in connection with (1) an offer to make, or the making of, any transaction for the purchase, sale... | |
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To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To engage in any act, practice, or... 
