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" security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 82
1974
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 pages
...issues. 7 Section 2(1) of the Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture,...interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly known as a 'security,' or any certificate of interest...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 pages
...terms "sale" and "sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock,...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,...
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Securities Act: Hearings Before the Committee on Banking and Currency ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 pages
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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National securities exchange act 1934. Feb. 26-Apr. 5, 1934. 2 v

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 pages
...or participation in any profit-sharing agreement, oil. gas. and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a • -c. urity ". or any certificate of interest or...
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Federal Securities Act: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 pages
...following respective meanings: (a) "Security" shall include any note, stock, Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Securities Act ,hearings Before ...,73-1, on S. 875 ...,March ..., Volumes 22-23

United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 pages
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Federal Securities Act, Hearing Before ... 73-1, on H.R. 4314 ... , March 31 ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 pages
...following respective meanings: 1 (a) "Security" shall include any note, stock. Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 pages
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable...voting-trust certificate, certificate of deposit for n security, or in general, any instrument commonly known as a " security " : or any certificate of...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 pages
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 pages
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security , or any certificate of interest or participation...
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