Corporate Disclosure: Hearings Before the Subcommittee on Budgeting, Management, and Expenditures and the Subcommittee on Intergovernmental Relations of ..., 93-2 ...U.S. Government Printing Office, 1974 - 947 pages |
From inside the book
Results 1-5 of 100
Page 9
... persons who held the beneficial interest in the securities , the name and address of each person who has the beneficial interest shall be shown in a note , if known . Like- wise , if any person had the beneficial interest in securities ...
... persons who held the beneficial interest in the securities , the name and address of each person who has the beneficial interest shall be shown in a note , if known . Like- wise , if any person had the beneficial interest in securities ...
Page 103
... person with the bank , with each stock exchange where the security is traded and with the Board . In addition , any person making a tender offer for any class of equity security registered pursuant to the act that would result in 5 ...
... person with the bank , with each stock exchange where the security is traded and with the Board . In addition , any person making a tender offer for any class of equity security registered pursuant to the act that would result in 5 ...
Page 111
... person of 5 percent or more of any equity security of a State member bank registered pursuant to the act , a statement of information is required to be filed by such person with the bank , with each stock exchange where the security is ...
... person of 5 percent or more of any equity security of a State member bank registered pursuant to the act , a statement of information is required to be filed by such person with the bank , with each stock exchange where the security is ...
Page 162
... persons , frequently bankers . He expressed the opinion that banker control was certainly as much subject to ... person " engaged as an underwriter or a dealer as those terms are defined in the Securities Act of 1933. " With two ...
... persons , frequently bankers . He expressed the opinion that banker control was certainly as much subject to ... person " engaged as an underwriter or a dealer as those terms are defined in the Securities Act of 1933. " With two ...
Page 166
... persons exempted under the full time employee or local bank exemptions constitute as many as half of its directors . In ... person appointed by a United States court in bankruptcy proceedings to serve as an officer or director of a ...
... persons exempted under the full time employee or local bank exemptions constitute as many as half of its directors . In ... person appointed by a United States court in bankruptcy proceedings to serve as an officer or director of a ...
Common terms and phrases
Agents de Transferts AIR CARRIER FINANCIAL AIRLINES American assets bank holding companies bank trust departments Banque books and records Boston CARRIER FINANCIAL INSTITUTIONS CERTIFICATED AIR CARRIERS Certificats de coupons Chairman Chase Manhattan Bank CHURCH STREET STATION Commission Comptroller Corp corporation coupons payés court Crédit Lyonnais deposits disclosure examination Federal Reserve FINANCIAL INSTITUTIONS INCLUDED funds INCLUDED AMONG THIRTY Incorporated inspection Insurance interlocks International Business Machines LARGEST SHAREHOLDERS OUTSTANDING LEE METCALF market value Morgan Guaranty Trust NAME AND ADDRESS National Bank National City Corp nominee NORTHWEST AIRLINES number of shares NUMBER PERCENT OUTSTANDING CARRIER SHARES ownership P. O. BOX PERCENT OF OUTSTANDING proper purpose proxy record of shareholders records of account regulations SATURN AIRWAYS Senator METCALF shareholders SHAREHOLDERS OUTSTANDING SHARES SICOVAM STOCKHOLDER NAME stockholders STREET NEW YORK THIRTY LARGEST SHAREHOLDERS THIRTY LARGEST STOCKHOLDERS Trust Cy U.S. CERTIFICATED AIR U.S. Senate voting trust
Popular passages
Page 517 - The comptroller general shall investigate, at the seat of government or elsewhere, all matters relating to the receipt, disbursement, and application of public funds...
Page 343 - equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any other security which the...
Page 369 - And in cases of such violation, every director who participated in or assented to the same shall be held liable in his personal and individual capacity for all damages which the association, its shareholders, or any other person, shall have sustained in consequence of such violation.
Page 229 - The corporation shall keep correct and complete books and records of account and shall also keep minutes of the proceedings of its members, Board...
Page 218 - ... corporation, upon written demand stating the purpose thereof, shall have the right to examine, in person, or by agent or attorney, at any reasonable time or times, for any proper purpose, its books and records of account, minutes, and record of shareholders and to make extracts therefrom.
Page 381 - ... any failure to obey such order of the court may be punished by such court as a contempt thereof. All process in any such case may be served in the judicial district whereof such person is an inhabitant or wherever he may be found.
Page 381 - To exercise by its board of directors, or duly authorized officers or agents, subject to law, all such incidental powers as shall be necessary to carry on the business of banking...
Page 137 - ... bank, trust company, banking association, or firm that is authorized by law to underwrite or participate in the marketing of securities of a public utility, or...
Page 612 - Investment adviser" means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing, or selling securities, or who, for compensation and as part of a regular business, issues or promulgates analyses or reports concerning securities...
Page 115 - (Federalism and Corporate Law: Reflections Upon Delaware," 83 Yale LJ 663 (1974)), is not clear at this point.