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NATURE OF NOMINEES

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Letter to Chairman Metcalf, June 27, 1974, from Ronald L. Kuehn, Jr.,
general counsel, Southern Natural Gas Co....

Letter to Chairman Metcalf from Chairman Owen Daly II, Equitable
Trust Co. of Baltimore, June 24, 1974..

Letter to Chairman Daly from Chairman Metcalf, June 28, 1974..
Letter and enclosures to Chairman Metcalf from Joseph J. Ryan, attorney-
adviser, Broadcast Bureau, FCC, regarding Chase Manhattan holdings
in Columbia Broadcasting System.

Letter to President Robert W. Haack, New York Stock Exchange
January 21, 1972, from Philip W. Moore, executive director, Project
on Corporate Responsibility (with enclosures).
"Towards New Corporate Goals: Co-Existence with Society", by Professor
Donald E. Schwartz, Georgetown Law Journal, October 1971...
Petition before the Securities and Exchange Commission by Project for
Corporate Responsibility and Natural Resources Defense Council, 14
March 1972...

"The Instititutional Investor Disclosure Act: An Analysis of the Con-
sumer Benefits," by John P. Wheeler III, Yale Law Journal, May 1974,
followed by addendum statement by Mr. Wheeler..
Major stockholders and voting rights of Burlington Northern and Southern
Railroads, letter and enclosures from John A. Grady, director, Bureau of
Accounts, ICC, to Staff Director Vic Reinemer..

Page

776

777

778

778

781

785

839

863

885, 890

Letter to Senator Metcalf from Carl W. Swan, president, Basin Petroleum
Corp., relating to public companies communicating with individual
stockholders, dated August 17, 1974.

Letter to Staff Director Vic Reinemer from Lloyd H. Feller, legal asisstant
to Commissioner Sommer, and enclosed memorandum concerning Con-
gressman Vanik's comments on current Commission tax expense dis-
closure requirements..

Letter from Board Chairman William T. Dentzer, Jr., Depository Trust
Co., to Chairman Metcalf, September 13, 1974, regarding voting of Med-
alist Industries stock registered in name of Cede & Co..
Annual Report (1973) of First National Boston Corp., filed with Federal
Reserve System..

Letter from First National Bank of Boston Board Chairman Richard D.
Hill to Chairman Metcalf, August 28, 1974, regarding issues raised at
August 14, 1974 hearing..

Letter from Chairman Metcalf to FTC Chairman Lewis A. Engman, re-
questing investigation of interlocks detailed by Congressman Harrington
and Chief Counsel Turner..

899

900

902

902

915

916

Letter to Senator Metcalf from D. Thomas Trigg, chairman of the board,
The National Shawmut Bank of Boston, August 21, 1974__
Letter to Board Chairman D. Thomas Trigg, National Shawmut Bank of
Boston, from Chairman Metcalf, September 10, 1974.
Letter to Senator Metcalf from Paul Kolton, chairman, American Stock
Exchange, Inc., September 18, 1974

918

918

919

Letter to Chairman Metcalf from Ralph Hocker, associate director,
division of corporation finance, SEC, October 17, 1974__ - .
"Firms Blast Listing in Investment Offer," article regarding Hirschfeld
Bank of Commerce by William H. Jones, Washington Post, October 18,

920

922

1974

Letter to Chairman Metcalf from Philip H. Burch, Jr., research professor,
Bureau of Government Research, Rutgers University, October 14, 1974,
with enclosures regarding Phelps Dodge and Southern Railway
interlocks..

923

Letter to Chairman Metcalf from James J. Needham, New York Stock
Exchange, October 23, 1974, regarding Medalist Industries, Inc.
"Vepco's Insider Deals," a three-part series of articles by Thomas De
Baggio, Northern Virginia Sun, Ñovember 1, 2, and 4, 1974____.
Letter to Chairman Metcalf with enclosures from Chairman Robert D.
Timm, Civil Aeronautics Board, November 8, 1974, regarding Laurance
Rockefeller holdings in Eastern Air Lines..-

929

930

934

Burlington Northern Inc. board of director interlocks with banks, a staff
study by Interstate Commerce Commission Bureau of Accounts,
November 12, 1974..

940

Letter to Staff Director Vic Reinemer from Charles W. Bisset, vice presi-
dent, First National City Bank, regarding foreign depositories, dated
September 5, 1974.

"Regulation of Bank Trust Department Investment Activities," by Martin
E. Lybecker, Yale Law Journal, vol. 82: 977, 1973...
Statutes relating to powers of Federal Reserve Board, Comptroller of the
Currency and Federal Deposit Insurance Corporation to require and
enforce reporting by banks and bank holding companies..
Letter to Chairman Metcalf to Federal Reserve Board Chairman regard-
ing failure of certain bank holding companies in Texas to file complete
answers regarding interlocks__
Letter from Federal Reserve Chairman Arthur Burns to Chairman
Metcalf, September 10, 1974, regarding failure of certain bank holding
companies in Texas to file complete answers regarding interlocks....

APPENDIX D-CIVIL AERONAUTICS BOARD

"Thirty Largest Stockholders of U.S. Certificated Air Carriers and Sum-
mary of Stock Holdings of Financial Institutions," and July 19, 1974,
transmittal letter to Chairman Metcalf from Civil Aeronautics Board
Chairman Robert D. Timm (see also appendix G, p. 934).
Letter and enclosures from Albert L. Rapp, vice president, Bank of New
York, to Chairman Metcalf, August 30, 1974, regarding CAB study..
Letter from Chairman Metcalf, to Vice President Rapp, September 13,
1974...

Memorandum and enclosures prepared by SEC Division of Corporation
Finance in response to Senator Metcalf's inquiry concerning the report-
ing of ownership of stock in Eastern Air Lines, Inc., by Merrill Lynch,
Pierce, Fenner & Smith, Inc. - -

APPENDIX E-COMMON STOCK HOLDINGS, BY INDUSTRIAL GROUP, 1972 Original summary prepared by R. M. Soldofsky and G. N. Naidu, University of Iowa, from data by Julius Allen, Congressional Reference Service, in "Disclosure of Corporate Ownership, Part I, Senate Document 93-62.":

Oil__

Railroad

Retail trade.

Page

472

475

301

519

519

521

728

729

729

731

Miscellaneous industrial.

732

734

736

Public utilities_

738

APPENDIX F-COMMISSION AND GAO REGULATIONS AND PROPOSALS
REGARDING INFORMATION COLLECTION

Final regulations, as published July 2, 1974, regarding clearance of proposals by independent Federal regulatory agencies to conduct or sponsor the collection of information___

Letter to Staff Director Vic Reinemer from Assistant Comptroller General Phillip S. Hughes with reconciliation of differences regarding commissions' requests for GAO clearance.......

Work plan for the review of the independent Federal regulatory agencies'
information-gather activities, June 1974, GAO Office of Energy and
Special Projects.

Federal Power Commission's proposed revision of reporting requirements
regarding officerships or directorships held by directors of reporting
companies; August 29, 1974__
Securities and Exchange Commission Notice of Public Fact-Finding
Investigation in the matter of beneficial ownership, takeovers and
acquisitions by foreign and domestic persons, September 9, 1974.

742

753

754

768

769

APPENDIX G-MISCELLANEOUS

Letter to Chairman Muskie, July 1, 1974, from William R. Pascoe, Landels,
Ripley & Diamond, San Francisco...

774

Letter to Chairman Ray Garrett, Jr., Securities and Exchange Commission, July 9, 1974, from Chairman Metcalf and Representative Les Aspin..

775

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