Hearings, Reports and Prints of the Senate Committee on Government OperationsU.S. Government Printing Office, 1974 |
From inside the book
Results 1-5 of 97
Page 117
... reasonably need . You can send a couple of people down to look at the list and to copy from it . I asked how large is the list . They said it is 118 volumes . That admittedly isn't a typical case , but inspection of that list is of no ...
... reasonably need . You can send a couple of people down to look at the list and to copy from it . I asked how large is the list . They said it is 118 volumes . That admittedly isn't a typical case , but inspection of that list is of no ...
Page 165
... reasonably be considered to be a bank for the purpose of Section 17 . Alternatively , the officers and directors of the bank holding company would seem to be " representatives " of the banks owned by it for purposes of Section 17 ( c ) ...
... reasonably be considered to be a bank for the purpose of Section 17 . Alternatively , the officers and directors of the bank holding company would seem to be " representatives " of the banks owned by it for purposes of Section 17 ( c ) ...
Page 189
... reasonable charge for this service . ( 4 ) Pass legislation to severely penalize securities dealers , nominees , et cetera whose proxy departments do not promptly and immediately forward company information to the true owners of ...
... reasonable charge for this service . ( 4 ) Pass legislation to severely penalize securities dealers , nominees , et cetera whose proxy departments do not promptly and immediately forward company information to the true owners of ...
Page 190
... manipulative , deceptive , or unfair conduct , in self - dealing transactions , and in building up un- reasonably concentrated portfolio holdings . Finally , regulatory agencies with responsibility for the securities markets 190.
... manipulative , deceptive , or unfair conduct , in self - dealing transactions , and in building up un- reasonably concentrated portfolio holdings . Finally , regulatory agencies with responsibility for the securities markets 190.
Page 196
... reasonably current data . A second reason is the interest of others in studying and analyzing this type of data . Increasingly , events which occur in the equity securities markets are blamed on institutions . If , as happened quite ...
... reasonably current data . A second reason is the interest of others in studying and analyzing this type of data . Increasingly , events which occur in the equity securities markets are blamed on institutions . If , as happened quite ...
Contents
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942 | |
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Common terms and phrases
AIRLINES assets BACHE & CO Bancor bank holding company Bank of Boston bank trust departments Bankers books and records Boston Corp CARRIER HELD SHARES CERTIFICATED AIR CARRIERS Certificats de coupons Chairman Chase Manhattan Bank Commission Comptroller Corp corporation coupons payés DELTA AIR LINES disclosure EASTERN AIR LINES examination Federal Reserve Federal Reserve System filed funds holder inspection institutional investors interest interlocks LARGEST SHAREHOLDERS OUTSTANDING LEE METCALF Merrill Lynch NAME AND ADDRESS National Bank nominee NORTHWEST AIRLINES number of shares NUMBER PERCENT OUTSTANDING CARRIER SHARES OUTSTANDING SHARES CARRIER ownership P. O. BOX person portfolio proper purpose proposed proxy record of shareholders records of account registered regulations Senator METCALF SHAREHOLDERS OUTSTANDING SHARES shares held SICOVAM statement STOCKHOLDER NAME STREET NEW YORK supra note THIRTY LARGEST SHAREHOLDERS THIRTY LARGEST STOCKHOLDERS tion Trust Company U.S. CERTIFICATED AIR U.S. Senate utility voting trust
Popular passages
Page 280 - The corporation shall keep correct and complete books and records of account and shall also keep minutes of the proceedings of its members, Board...
Page 520 - Whenever the laws of such State authorize or permit the exercise of any or all of the foregoing powers by State banks, trust companies, or other corporations which compete with national banks, the granting to and the exercise of such powers by national banks shall not be deemed to be in contravention of State or local law within the meaning of this Act.
Page 157 - ... bank, trust company, banking association, or firm that is authorized by law to underwrite or...
Page 283 - The number of directors constituting the initial board of directors and the names and addresses of the persons who are to serve as directors until the first annual meeting of shareholders or until their successors be elected and qualify.
Page 522 - ... any failure to obey such order of the court may be punished by such court as a contempt thereof. All process in any such case may be served in the judicial district whereof such person is an inhabitant or wherever he may be found.
Page 522 - To exercise by its board of directors, or duly authorized officers or agents, subject to law, all such incidental powers as shall be necessary to carry on the business of banking...
Page 508 - ... shall, however, be determined and adjudged by a court of the United States of competent jurisdiction, in a suit brought for that purpose in the district or territory in which...
Page 520 - Board, by the Comptroller of the Currency in his own name before the association shall be declared dissolved.
Page 228 - It shall be a defense to any action for penalties under this section...
Page 521 - The Comptroller shall also have power to call for special reports from any particular association whenever in his judgment the same are necessary in order to obtain a full and complete knowledge of its condition.