... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or... United States Code - Page 1699by United States - 1953Full view - About this book
| 1959 - 1124 pages
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| 1900
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| 1953 - 612 pages
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| Hastings Lyon - 1938 - 968 pages
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| United States. Securities and Exchange Commission - 1955 - 1022 pages
...the public interest or for the protection of investors." Rule X-10B-5 provides: "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange, ( 1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
| United States. Securities and Exchange Commission - 1956 - 1016 pages
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase... | |
| United States. Securities and Exchange Commission - 1951 - 862 pages
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale... | |
| 1949 - 794 pages
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