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" ... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or... "
United States Code - Page 1699
by United States - 1953
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 pages
...this section, the SEC promulgated Rule 10b-5 which provides in pertinent part: ' "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails or of any facility of any national securities exchange, 3 Section 32 (a) of the 1934 Act sanctions criminal penalties against any person...
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The Federal Reporter

1959 - 1124 pages
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Annual Institute on Municipal Finance Law

1900
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Trade Cases

Commerce Clearing House - 1981 - 1698 pages
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Law and Contemporary Problems, Volume 18

1953 - 612 pages
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Corporations and Their Financing

Hastings Lyon - 1938 - 968 pages
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Decisions and Reports, Volume 28

United States. Securities and Exchange Commission - 1955 - 1022 pages
...the public interest or for the protection of investors." Rule X-10B-5 provides: "It shall be unlawful for any person, directly or indirectly, by the use...or of the mails, or of any facility of any national securities exchange, ( 1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue...
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Decisions and Reports, Volume 30

United States. Securities and Exchange Commission - 1956 - 1016 pages
...purchaser." Section 10 of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use...commerce or of the mails, or of any facility of any nationaJ securities exchange — *•*••• • "(o) To use or employ, in connection with the purchase...
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Decisions and Reports, Volume 19

United States. Securities and Exchange Commission - 1951 - 862 pages
...Roy and Weingart by February 1943 intended to •Section 10 (b) provides: It shall be unlawful (or any person, directly or indirectly, by the use of...or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase or sale...
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Federal Rules Decisions, Volume 8

1949 - 794 pages
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