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Introduction

As of September 30, 1989, about 53 million acres of land in the United
States were being held in trust by the federal government for Indians.
Included in this total are almost 16 million forested acres managed by
the Department of the Interior's Bureau of Indian Affairs. These 16 mil-
lion forested acres include 10.6 million acres of commercial forest land
made up of 5.7 million acres of commercial timberland and 4.8 million
acres of commercial woodlands. The 5.7 million acres classified by the
Bureau's Forestry Division as commercial timberland—land capable of
"producing crops of industrial wood and administratively available for
intensive management and sustained timber production without irrepa-
rable damage to site productivity," are primarily located on 107 reserva-
tions. The sale of timber from these lands is a significant source of
income to the tribes, averaging about 77.1 million annually for fiscal
years 1988 and 1989.

The Indian Reorganization Act of 1934 (25 U.S.C. 466) directed the Secretary of the Interior to issue rules and regulations for managing Indian forest land on the principle of sustained-yield management.' In accordance with this directive, the Bureau's Forestry Division has established a broad set of objectives for managing Indian forest land, including (1) developing, maintaining, and enhancing commercial forest land in a perpetually productive state; (2) establishing and developing a timber sales program supported by written tribal objectives and a long-range forest management plan; and (3) preserving a forest in its natural state whenever the authorized tribal representatives decide that for recreational, cultural, aesthetic, or traditional reasons, preservation represents the highest and best use of the land to the Indian owners.

The Bureau's forestry program is administered by agency offices generally located on the reservations, nine area offices located throughout the United States, and a Division of Forestry in Washington, D.C. Agency office forestry staff, under the direction of agency superintendents, are responsible for managing all forestry and related activities cooperatively with the Indians. Area office forestry staff, under area office directors, provide technical supervision and assistance to agencies and tribes in conducting their forestry programs. The Division of Forestry assists the Assistant Secretary for Indian Affairs and his Deputy for Trust and Economic Development in all matters relating to forestry. The

'The principle of sustained-yield management is directed at accomplishing forest management and forest development activities that will enable the yield of forest products that a forest can produce continuously at a given intensity of management.

Introduction

1975 Evaluation of the Bureau's Management of Indian Forest Land

Division is also responsible for formulating policy, preparing recommendations for forestry legislation and regulations, and coordinating matters relating to forestry with other Bureau programs and programs of other federal departments and agencies. In addition, the Division's Branch of Forest Resources Planning, located in Portland, Oregon, provides technical assistance and guidance to area and agency offices and collects and compiles statistics on the status of the forestry program.

In 1975 we reported on the Bureau's management of Indian Natural

Resources, including an evaluation of its forestry program.2 At that time
the Bureau, in order to produce economic benefits to the tribes, put con-
siderable emphasis on maximizing the amount of timber harvested on
commercial timberland consistent with sound forest management prac-
tices. This maximum harvest level, referred to as the annual allowable
cut, is established by Bureau foresters for each timbered reservation
and represents the average amount of timber that could be harvested
annually from the land on a sustained-yield basis. The emphasis on max-
imizing timber harvests reflected the Bureau's perception of its respon-
sibility to maximize income to the tribe from the forest land consistent
with sound forest management practices.

Our report identified opportunities for increasing timber harvests and made a number of recommendations directed at increasing forest productivity through improved forest development. (Forest development includes timber stand improvement and reforestation practices used to establish and raise a stand of trees to commercial size and value. Timber stand improvement activities include thinning and weeding to enhance growth and yield of existing stands. Reforestation activities include tree planting and replanting to establish or reestablish tree stands.) We also made recommendations concerning program staffing levels and the use of certain forestry program funds.

By 1977 the Bureau identified forest acreage in need of development
and additional staffing and funding needed to support harvesting on
commercial Indian forest land at the annual allowable cut. In response
the Congress dedicated special funding to address the Bureau's identi-
fied backlog of forest development needs and also authorized and appro-
priated funds for a substantial increase in forestry staff.

2Indian Natural Resources-Opportunities for Improved Management and Increased Productivity Part I: Forest Land, Rangeland, and Cropland (RED-76-8, Aug. 18, 1975).

Introduction

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Since our report the forestry program has undergone some very substantive changes associated with the shift in federal policy to promote Indian self-determination. This policy shift was recommended by the President in 1970 and enacted by the Congress in 1975 with the passage of the Indian Self-Determination and Education Assistance Act (P.L. 93638). In this act the Congress declared

its commitment to the maintenance of the Federal Government's unique and continuing relationship with, and responsibility to, individual Indian tribes and to the Indian people as a whole through the establishment of a meaningful self-determination policy which will permit an orderly transition from Federal domination of programs for, and services to, Indians to effective and meaningful participation by the Indian people in the planning, conduct, and administration of those programs and services.

In 1978 the Bureau's forestry program began implementing the principles of the Indian Self-Determination Act, which allows tribes to contract with the Bureau to manage all or part of the forestry programs for their reservations. Additionally, when management of a reservation's forestry programs is not contracted to the tribe, it is Bureau policy to generally

require consultation with and involvement of Indian representatives in all aspects of forest management planning,

encourage tribal participation in timber sale planning, and

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obtain tribal concurrence for all timber sales.

The Bureau requires a forest management plan for all commercial Indian forest land. The plan establishes the goals and objectives for the reservation's forestry program and use of the forest and provides the basis for managing the forest over a period of time, usually 10 years. In line with federal Indian self-determination policy, all aspects of the forest management planning process are to be conducted with involvement from tribal representatives, and the plans are to reflect the preferences of the Indian owners for the use of the forest.

The Bureau's policy is that the use of Indian forest land should comply with the requirements of various federal laws. Therefore, during the forest management planning process, consideration must be given to the impact that planned uses of the forest, such as timber harvesting, might have on the environment, fish and wildlife, and historically significant sites. Accordingly, the use of the land needs to be planned and carried out so as to avoid or at least minimize any adverse impacts.

Introduction

Objectives, Scope, and
Methodology

In an April 26, 1989, letter, the Chairman and Vice-Chairman of the Senate Select Committee on Indian Affairs asked us to review the Bureau's forestry program, particularly in light of our 1975 report. During subsequent discussions with the Vice-Chairman's office, we also were asked to examine certain additional aspects of the forestry program that were not addressed in our prior report.

As agreed with the requesters, this report discusses the extent to which
the Bureau is (1) achieving its timber harvest goals on commercial
Indian timberland and (2) accomplishing needed forest development. In
addition, we examined (1) the Bureau's controls over the disbursement
of funds collected by the Bureau from a tribe's timber sales revenues,
(2) forestry program staffing since 1977, and (3) Bureau efforts to
attract Indian foresters. On April 24, 1990, at the request of the Senate
Select Committee on Indian Affairs, we provided the preliminary results
of our work in a Statement for the Record to the Committee for an April
24, 1990, hearing.3

Our work was conducted at the Bureau's Division of Forestry in Washington, D.C.; the Branch of Forest Resources Planning in Portland, Oregon; three area offices—Portland, Oregon; Phoenix, Arizona; and Minneapolis, Minnesota; and five agency offices and the reservations they serve-Yakima and Colville in Washington, San Carlos and Fort Apache in Arizona, and Menominee in Wisconsin. Three of these agency offices-Yakima, Colville, and Fort Apache-were selected because they were covered by our prior review. The two other agency offices— San Carlos and Menominee-were added to provide expanded coverage.

We obtained information and documentation on the Bureau's forestry program management goals and objectives from the Division of Forestry and background data and current statistics on each forested reservation from the Branch of Forest Resources Planning. At the three area offices we visited, we held discussions with the area office director and forestry staff and obtained relevant documents and records. At each agency office and reservation we visited, we held discussions with Bureau and tribal forestry officials and obtained relevant documents regarding each reservation's forest management practices and the chronology of its forestry program subsequent to our 1975 report. In addition, we reviewed legislation relating to the Bureau's forestry program and the Bureau's implementing regulations.

33GAO Observations on Timber Harvesting and Forest Development Needs on Indian Reservations (GAO/T-RCED-90-71, Apr. 24, 1990).

Introduction

Our field work was conducted between June 1989 and June 1990 in

accordance with generally accepted government auditing standards.

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