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CONTENTS

CHRONOLOGICAL LIST OF WITNESSES

EMERGING THREATS TO VITAL U.S. NATIONAL SECURITY INTERESTS

MARCH 5, 1999

Page

Ellsworth, Hon. Robert F., Former Deputy Secretary of Defense
Boyd, Gen. Charles G., USAF (Ret.), Executive Director, National Security
Study Group

7

15

Kirkpatrick, Hon. Jeane J., Former U.S. Ambassador to the United Nations Krepinevich, Dr. Andrew F., Jr., Executive Director, Center for Strategic and Budgetary Assessments

INFORMATION WARFARE AND CRITICAL INFRASTRUCTURE PROTECTION

17

21

MARCH 16, 1999

Marsh, Gen. Robert T., USAF (Ret.), Former Chairman, President's Commission on Critical Infrastructure Protection

Vatis, Michael A., Deputy Assistant Director and Chief, National Infrastructure Protection Center, Federal Bureau of Investigation

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Money, Arthur L., Senior Civilian Official, Office of the Assistant Secretary of Defense for Command, Control, Communications, and Intelligence

POLICIES AND PROGRAMS TO COMBAT TERRORISM

MARCH 22, 1999

Sheridan, Brian E., Principal Deputy Assistant Secretary of Defense for Spe-
cial Operations and Low Intensity Conflict
Sattler, Brig. Gen. John F., USMC, Deputy Director for Operations (Combat-
ing Terrorism) Joint Staff

125

139

Cragin, Charles L., Principal Assistant Secretary of Defense for Reserve Affairs

146

THE PROLIFERATION THREAT AND THE PROGRESS AND POLICIES OF THE
DEPARTMENT OF ENERGY TO COUNTER THIS THREAT

MARCH 23, 1999

Lugar, Hon. Richard G., U.S. Senator from Indiana

173

Joseph, Ambassador Robert G., Director, Counterproliferation Center, National Defense University

190

Alibek, Ken, M.D., Program Manager, Battelle Memorial Institute

194

Kay, David A., Ph.D., Director, Center for Counterterrorism, Science Applications International Corporation

197

Hecker, Siegfried S., Ph.D., Senior Fellow, Los Alamos National Laboratories
Warner, Edward L., III, Ph.D., Assistant Secretary of Defense, Strategy and
Threat Reduction

202

214

Davis, Jay, Ph.D., Director, Defense Threat Reduction Agency

228

Gottemoeller, Rose E., Ph.D., Director, Office of Nonproliferation and National Security, U.S. Department of Energy

232

THE SCIENCE AND TECHNOLOGY PROGRAM

APRIL 20, 1999

Gansler, Jacques S., Ph.D., Under Secretary of Defense, Science and Tech-
nology; Accompanied by Delores M. Etter, Ph.D., Deputy Under Secretary
of Defense for Science and Technology, Department of Defense
Hoeper, Paul J., Assistant Secretary of the Army for Acquisition, Logistics
and Technology and Army Acquisition Executive; Accompanied by Mike
Andrews, Ph.D., Deputy Assistant Secretary of the Army for Research
and Technology and the Army's Chief Scientist; and Gary Waddell, Staff
Sergeant, USA, U.S. Army Field Artillery Center and School, Fort Sill,
Oklahoma

Page

253

299

Buchanan, Dr. H. Lee, III, Assistant Secretary of the Navy (Research, Development and Acquisition)

313

Martin, Lt. Gen. Gregory S., USAF, Principal Deputy Assistant Secretary for Acquisition

326

Fernandez, Frank, Ph.D., Director, Defense Advanced Research Projects
Agency

335

THE THREAT OF INTERNATIONAL NARCOTICS AND THE ROLE OF THE DEPARTMENT OF DEFENSE IN THE NATION'S WAR ON DRUGS

APRIL 27, 1999

McCaffrey, Gen. Barry R., USA (Retired), Director, Office of National Drug
Control Policy

376

Wilhelm, Gen. Charles E., USMC, Commander-in-Chief, U.S. Southern Command

424

Sheridan, Brian E., Principal Deputy Assistant Secretary of Defense for Special Operations and Low Intensity Conflict

428

DEPARTMENT OF DEFENSE AUTHORIZATION FOR APPROPRIATIONS FOR FISCAL YEAR 2000 AND THE FUTURE YEARS DEFENSE PROGRAM

FRIDAY, MARCH 5, 1999

U.S. SENATE,

SUBCOMMITTEE ON EMERGING THREATS

AND CAPABILITIES,

COMMITTEE ON ARMED SERVICES,

Washington, DC.

EMERGING THREATS TO VITAL U.S. NATIONAL

SECURITY INTERESTS

The subcommittee met, pursuant to notice, at 9:35 a.m. in room SR-222, Russell Senate Office Building, Senator Pat Roberts (chairman of the subcommittee) presiding.

Committee members present: Senators Roberts, Warner, Snowe, Bingaman, and Byrd.

Committee staff members present: Judith A. Ansley, deputy staff director, and Todd L. Payne, special assistant.

Professional staff members present: John R. Barnes, Edward H. Edens, IV, Pamela L. Farrell, Paul M. Longsworth, Joseph T. Sixeas, Cord A. Sterling, Eric H. Thoemmes, and Lani Kass.

Minority staff members present: Richard D. DeBobes, minority counsel, Daniel J. Cox, Jr., professional staff member, and Madelyn R. Creedon, minority counsel.

Staff assistant present: Shawn H. Edwards.

Committee members' assistants present: Robert Alan McCurry and James Beauchamp, assistants to Senator Roberts, G. Wayne Glass and James Jennings, assistants to Senator Bingaman, and Frederick M. Downey, assistant to Senator Lieberman.

OPENING STATEMENT OF SENATOR PAT ROBERTS, CHAIRMAN Senator ROBERTS. The first session of the Subcommittee on Emerging Threats and Capabilities is now in session. It is both an honor and a privilege to chair this first meeting of the newly established Subcommittee on Emerging Threats and Capabilities.

I welcome my distinguished colleague and our expert witnesses. Thank you all for joining me this morning as we begin our effort to identify and prioritize the threats to this Nation's security and its well-being.

I have a statement that I would like to read. I will then certainly recognize our distinguished Ranking Member, my friend and colleague from New Mexico, and then we will get to the panel.

I would like to use this opportunity first to extend special thanks to Senator Warner of Virginia, our Chairman of the Full Committee, for his vision and his foresight. Without his leadership and guidance, this subcommittee probably would have not been created, with U.S. national security policy continuing to drift among the shoals of an increasingly more dangerous environment, lurching from crises to crises and reacting to world events rather than striving to shape them to promote and defend our own national interest. A great deal of credit should also go to Senator Lieberman of Connecticut and our former colleague, Senator Coats, as well as all members of the committee who have a strong interest.

The Subcommittee on Emerging Threats and Capabilities was established to provide a strategic focus for the Department of Defense's having to encounter new and emerging challenges to vital national security interests. Through a series of hearings and detailed oversight of budget accounts, this subcommittee will undoubtedly highlight such emerging threats as the proliferation of weapons of mass destruction, international terrorism that would be directed at our U.S. targets at home and abroad, information operations, or cyber attacks, and crime and narco-trafficking.

The subcommittee will also seek to identify the capabilities we need to deter and, if necessary, to combat these and other perils. The purpose of this first hearing is to receive your assessment of the most important national security challenges that are facing the United States both now and in the foreseeable future.

Few strategic issues are more complex or are more important, yet to obtain the objectives that we have set for this subcommittee we need to do more than simply try to gain a better understanding of the assorted threats looming on the horizon. We need to establish a clear sense of priorities and a coherent direction as we seek to allocate scarce resources and guide the Nation and its armed forces into the next century.

Given the long lead times in weapons acquisition and in the inherently slow pace of doctrinal and conceptual change, decisions we make today will have a real tremendous impact on our force structure and on our military capabilities for many years to come. This places a special premium on getting it right.

Let me share with you some of my own thoughts on this critical subject. National security is always considered in relation to a threat, be it external or internal, real or perceived, or present or future. The nature of the threat may be ambiguous or arguable. The policies may be formulated to deter, to confront, to compete with, or to contain the threat. These policies may or may not prove to be appropriate or effective, but they are always designed with a threat in mind.

Therefore, it seems to me a clearly articulated threat assessment serves as a strategic vector, a filter, if you will, focusing policy, guiding action, and shaping the national security agenda.

The opposite is equally true. Absent a clear concept of what the threat is, it is exceedingly difficult to determine which interests are

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