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identified as overtime payments to regular applicant employee or for pay to extra clerical help hired specifically to: (i) Develop and maintain data to substantiate and support disaster repair, replacement and related expenses, or (ii) to maintain adequate and efficient records concerning the use of disaster assistance. Assistance will not be authorized for salaries, wages, and expenses of regularly employed administrative personnel who are engaged, during regularly scheduled school hours, in disaster recovery work or work necessary to develop a determination of the extent of disaster damages or to complete and file disaster applications.

(12) Temporary facilities. (1) Assistance may be authorized to lease or otherwise provide (other than by acquisition of land or erection of facilities) school and cafeteria facilities needed to replace temporarily such facilities which have been made unavailable as a result of a disaster when the applicant assures the Commissioner that existing available school facilities within the district cannot reasonably accommodate pupils left unhoused by the disaster.

(ii) If appropriate private or public structures are available to the applicant, they may be leased for the period of time necessary to restore or replace permanent school facilities. Modifications and improvements necessary to permit such structures to accommodate an educational program should be performed by the owner of the facilities, and the resultant costs may be included in the basic monthly or annual fee for leasing the facilities. Furthermore, any expenses required at the end of the lease period to convert back to noneducational uses should be anticipated and may be included in the leasing fee. In the event that sufficient temporary instructional space may not reasonably be available in existing school facilities or in other public or private structures to accommodate, temporarily, all unhoused pupils, the local education agency may arrange to lease or purchase, whichever cost is the lesser, temporary portable school facilities. Temporary portable facilities may be leased for the period of time that it takes to replace or restore the destroyed facilities, provided that replacement or restoration is pursued with reasonable expediency. It will be the responsibility of the local educational

agency to ascertain that such temporary facilities are used in accordance with State and local building laws and policies which may affect such temporary facilities.

(iii) Funds may be provided to local educational agencies to purchase temporary facilities when purchasing is financially advantageous to the United States. The local educational agency is required to agree to advertise and sell, in accordance with State or local policies and procedures, the temporary facilities after the damaged facilities have been restored or replaced. The proceeds of the sale are to be remitted to the U.S. Office of Education.

(13) Equipment for temporary facilities. If temporary facilities are provided to a local education agency or if permanent facilities are provided pursuant to section 16 of Pub. L. 81-815, assistance may be authorized for that equipment necessary for the operation of temporary facilities. Such equipment may be provided only if prior approval of the Commissioner is obtained. Notification of such approval will be attached to the notice of preapplication review action.

(14) Insurance on relocatable classroom units. The owner or lessor of relocatable classroom units shall be responsible for maintaining fire and extended coverage insurance on such relocatable units at its cost for the full insurable value thereof. The lessor should include such expense within his bid quotation, if necessary. If temporary units are purchased rather than leased, the applicant must maintain fire and extended coverage to replace any temporary units in the event that they are destroyed by fire or other catastrophe. Assistance may be authorized for such insurance. (20 U.S.C. 241-1(a)-(b))

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(a) An approved application for filnancial assistance under section 7(a) of the Act shall apply only to such financial assistance for providing free public education until the end of the fiscal year in which the application is approved.

(b) An approved application under section 7(b) of the Act shall apply to any expenditures made during a reasonable period of time with respect to those items which are covered by the application. An application that is appropriately made under section 7(b) of the Act will be applicable retroactively for eligible expenditures made immediately prior to, during or subsequent to the incident period of the major disaster occasioning the expenditure.

(20 U.S.C. 241-1 (a), (b))

113.9 Dates for filing applications. (a) A complete application for benefts under section 7 of the Act must be filed on or before 90 days following the date in which the determination is published in the FEDERAL REGISTER that the area in which the applicant is located, in whole or in part, is a major disaster area, except that, whenever the expiration of such time shall fall on a nonbusiness day for Federal offices, the final date for filing applications shall be the Lext succeeding business day.

(b) An initial application or a notice of intent to file such an application within the fiscal year for financial assistance benefits under section 7(a) must be filed on or before 90 days following the date on which the determination is published in the FEDERAL REGISTER that the area in which the application is located, in whole or in part, is a major disaster area, except that, whenever such date shall fall on a nonbusiness day for Federal offices, the final date for filing applications shall be the next succeeding business day. A complete application for financial assistance for benefits under section 7(a) for each fiscal year subsequent to that covered by the initial application must be filed by January 31 in the fiscal year following the last such initial application.

(c) The applicant is responsible for obtaining the appropriate certification of the State educational agency and for securing transmittal of the application to the Commissioner.

20 U.S.C. 241-1)

§ 113.10 Notification to applicants.

The Commissioner will notify each applicant of the results of the review of its application. A notice of application review action will be sent to the applicant which, in appropriate instances, will describe the estimated amount of any payments to be made with respect to assistance in the cost of providing free public education, including assistance with respect to the making of minor repairs of school facilities, and the cost of replacing destroyed or seriously damaged instructional and maintenance supplies, equipment and materials (including textbooks), and of leasing or otherwise providing school or cafeteria facilities as temporary replacements.

(20 U.S.C. 241-1(a)–(b))
§ 113.11

Reports.

(a) Reports required. Each applicant shall submit required reports and information on such forms as the Commissioner may reasonably require concerning (1) destruction of and damage to school facilities and instructional and maintenance supplies, equipment, and materials (including textbooks), (2) payments made with respect thereto, as well as payments made to continue to provide free public education at a preexisting level, and to lease or otherwise provide school and cafeteria facilities as temporary replacements, for which benefits are sought under section 7 of the Act.

(b) Final reports. Each applicant whose application is approved shall submit to the Commissioner final reports concerning payments made the applicant for whcih benefits are sought under section 7. Final reports shall be submitted promptly with respect to section 7 as follows:

(1) Final reports with respect to the assistance under section 7(a), and final reports with respect to the cost of leasing school and cafeteria facilities as temporary replacement under section 7(b), shall be submitted to the Commissioner with respect to each fiscal year no later than September 30 following the close of the fiscal year for which the report is made.

(2) Final reports with respect to assistance under section 7(b), except final reports with respect to the cost of leasing school and cafeteria facilities as

temporary replacements, shall be submitted to the Commissioner after the applicant has made final payment for approved expenditures and has received final insurance adjustments and all other funds, but in no event later than 90 days following the first anniversary date of the disaster, unless the applicant makes written request, showing good cause, for extension of time for submitting such final report and such date is extended in writing by the Commissioner.

(c) Excessive payments. The Commissioner may disallow any portion of the amounts requested which are determined by him not to be necessary for the intended purpose or not to be eligible for benefits under section 7 of the Act. If, after the date for filing a final report, an applicant is found to have received amounts in excess of the amounts to which it is entitled under section 7 of the Act for a given fiscal year, as determined by the Commissioner, an amount equal to the excess may be taken into consideration in determining the amounts to be subsequently certified for payment to the applicant for the current or any subsequent fiscal year. Where no subsequent payments are due, the applicant will be required to remit such excess to the Commissioner.

(20 U.S.C. 241-1(e))

§ 113.12 Inadequacy of Federal funds.

(a) If appropriated funds are inadequate to pay in full the requests contained in all approvable applications filed within the ninety (90) day filing period, the Commissioner will establish an order of priority for the approval of such applications. In determining the order in which such applications will be approved, the Commissioner will consider the relative educational and financial needs of the local educational agencies which have submitted approvable applications.

(b) Priority among approvable applications filed within the 90-day filing period will be determined as follows: A priority will be determined among applications in descending order, by ascertaining the percentage that the total Federal funds for which each applicant is estimated by the Commissioner to be eligible under the Act is of the total current operating costs of that applicant as estimated by the Commissioner, includ

ing the increased costs due to the major disaster.

(20 U.S.C. 241-1(d))
§113.13 Method of payment.

The Commissioner may pay in advance or by way of reimbursement, with necessary adjustments on account of overpayments or underpayments, and in such installments as he may determine, the amounts due to a local educational agency pursuant to the provisions of section 7 of the Act.

(20 U.S.C. 241-1(e), 1232d)

§ 113.14 Prohibition on payment for religious worship or instruction.

Nothing contained in the Act or in this part shall be construed to authorize the use of any payment made thereunder for religious worship or instruction. (20 U.S.C. 241-1(a) (4))

§ 113.18 Applicability of General Provisions Regulations.

(a) Provisions contained in Parts 100 and 100a of the regulations entitled "General Provisions for Office of Education Programs" are applicable to programs conducted under the Act, with the following exceptions:

(1) Sections 100a.26(b) (Criteria for review of applications);

(2) Section 100a.31 (Preapplications); (3) Subpart L, §§ 100a,209-.220 (Property management requirements); and (4) Section 100a.235 (Other program income).

(b) It should be noted that certain of the provisions in such regulations are not, by their own terms, pertinent to activities which may be conducted pursuant to the Act, such as:

(1) Section 100a.19 (Cooperative arrangements);

(2) Section 100a.44 (Application for Federal assistance) (Construction projects);

(3) Section 100a.41 (Preapplication for Federal assistance);

(4) Section 100a.42 (Notice of preapplication review action);

(5) Section 100a.63 (Payment methods for construction projects);

(6) Section 100a.82 (Institutions of higher education);

(7) Section 100a.83 (Nonprofit organizations);

(8) Subpart H, §§ 100a.90-.94 (Matching and Cost Sharing); and

(9) Subpart K, §§ 100a.155-.192 (Construction requirements).

PART 114-ASSISTANCE FOR SCHOOL CONSTRUCTION IN AREAS AFFECTED BY FEDERAL ACTIVITIES

Sec. 114.1

Subpart A-Definitions
Definitions.

Subpart B-Filing Complete Applications and
Determining Priority Indices

114.2 Cutoff dates for filing applications.
114.3 Election where two or more categories
under section 5(a) apply.

114.4 Procedure if funds are inadequate to
make all payments.

114.5 Determination of priority indices and
priority groupings for applications.
114.6 Determination of subpriority indices
for applications.

114.7 Priority and approval conditioned
upon readiness to proceed with
construction.

Subpart C-Policy Determinations in Processing
of Applications

114.11 Membership of nonresident pupils.
114.12 Changes in boundaries, classification
and governing authority of appli-
cants.

114.14 Estimated average daily membership
under section 5(a) (3).

114.15 Determination of undue financial
burden.

114.16 Additional payments under section 8.
114.17 School facilities for children whose
membership is of temporary dura-
tion only.
114.18 Determination of eligibility under
section 14.

Subpart D-Criteria for Waivers Under the Act
114.30 Application for waivers.

114.31 Criteria for waiver under section 5
(e) of minimum number require-
ment of 20 in section 5(c).
114.32 Criteria for waiver under section 5(e)
of percentage requirements for fed-
erally connected and nonfederally
connected membership in section
5(c).

114.33 Criteria for waiver under section 5(e)
for children residing on Federal
property.

114.34 Criteria for waiver under section 5(e)
of limitation on number of fed-
erally connected children eligible
for payment in section 5(1).
114.35 Criteria for waiver of percentage re-
quirement in section 14(a).
114.36 Criteria for waiver of substantial per-
centage requirement in section
14(b).

114.37 Criteria for waiver of substantial per

centage requirement in section
14(c).

Subpart E-Certification of Payments
114.41 Certification of payments.
114.42 Certification of payments, section 14.
114.43 Payments.

Subpart F-General Provisions With Regard to Construction of Minimum School Facilities

Sec. 114.51 114.53

Works of art.

Excellence of architecture and design of minimum school facilities. 114.55 Applicability of General Provisions Regulations.

114.58 Procurement of school facilities.

Subpart G-Sections 9 and 10

114.61 Conditions for assistance under section 10.

114.62 Requests for section 10 school construction.

114.63 Property management: Sections 9 and 10.

114.64 Disposal of federally owned temporary school facilities provided

under section 9.

114.65 Transfer of title to federally owned school facilities provided under section 10 to local educational agencies.

APPENDIX A--GUIDELINES

AUTHORITY: Pub. L. 81-815 (school construction in areas affected by Federal activities), as amended, 64 Stat. 967 (20 U.S.C. 631-645), unless otherwise noted.

SOURCE: 40 FR 16019, Apr. 8, 1975, unless otherwise noted.

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(b) "Applicant" means a local educational agency which has filed a complete application for assistance in school construction under the Act and this part. (20 U.S.C. 633-635(a))

(c) "Attendance area" means, in relation to a particular public school, the geographical area in which the children who are normally served by that school reside. An attendance area for elementary school need not necessarily be coterminous with an attendance area for a secondary school. (20 U.S.C. 635 (e), 644)

(d) "Available and usable school facilities" includes:

(1) Existing school facilities. Included are all those facilities for which payments have been made under the Act, and all facilities constructed as school buildings and used continuously for classroom purposes. Excluded are base

ment rooms, hallways, or other space the use of which for school purposes (in view of their character, inaccessibility or other equally cogent reason) seriously prejudices the educational objective, or has impaired or will impair the health or safety of the school children. Also excluded are facilities which have been abandoned or must be abandoned by the end of the second year following the increase period for which the application is filed. These requirements also apply to buildings owned by other Federal agencies which are available for the education of children counted by applicants under section 14 of the Act.

(2) Facilities under contract. Included are all those facilities, including those for which funds have been reserved or approved under the Act, for which construction contracts have been let on or before the contracts-let date. After such date, only that portion of such facilities to be financed with funds reserved or approved under the Act is included.

(3) Potential facilities. With respect to sections 8, 14(a) and 14(c) of the Act, all those minimum school facilities which, with full utilization of all practicably available financial resources, could be provided from local, State, or Federal sources (other than the Act), will be considered as available and usable. Such utilization by the applicant is a condition precedent to Federal assistance under the Act. The estimated capacity of such facilities shall be equal to the total amount of all such resources divided by the most current estimated cost per pupil for providing minimum school facilities in the State. In determining, for purposes of this subparagraph, whether financial resources are practicably available, the amount representing the unused bonding limit in the State but not in excess of 12 percent of its assessed valuation will be considered to be a financial resource practicably available. (4) Portable classrooms. Included are temporary, relocatable, demountable, mobile, trailer, or other such units, but only if:

(i) They have been purchased with funds paid under the Act; or

(ii) The State educational agency by law. regulation, or policy, requires such facilities to be counted as permanent capacity units in the computation of State construction aid.

(20 U.S.C. 634, 640, 644 (c), 645 (10))

(e) "Average daily membership" (hereinafter referred to as ADM) for any school in any school year means average daily membership as determined in accordance with State law or, in the absence of State law governing such a determination, such term means the aggregate of the sums of the days of membership of each child in the school divided by the number of days school was in session. Only days on which pupils were under the guidance and direction of teachers in the teaching process will be considered to be days in session. The ADM for a group of schools having varying lengths of terms is the sum of the ADM obtained for the individual schools divided by the number of schools in such group.

(20 U.S.C. 635 (a), (c), (d), 645 (5))

(f) "Average daily membership of federally connected pupils" in each category of federally connected children (as described by clauses (1), (2), and (3) of section 5(a) of the Act) is the number of such children determined in the following manner: on a day not earlier than the fourth day of legal school session of the regular school year and prior to the cutoff date for filing the preapplication, a membership survey of all pupils claimed in each category of federally connected children must be made by either (1) conducting a parent-pupil survey to determine the child's residence on Federal property and the parent's employment, or active duty assignment in the uniformed services, or (2) obtaining certifications from the various employers or the appropriate housing officials as to the employment of the parents of the children claimed or the residence of such children on such day. A membership survey of all pupils must also be made as of such day and such survey shall be the official membership report of the applicant local educational agency for such day. The membership survey used must be conducted in either the third or fourth year of the 4-year increase period. If application is made under section 5(a)(3) of the Act, the survey date must be within 3 months of the date the membership survey is initiated.

(20 U.S.C. 635, 644, 645(1), (5))

(g) "Base year" means the third or fourth school year preceding the fiscal year in which an application is filed, as may be designated in the application, except that in the case of an application

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