Manual of Securities Laws of the United States: Containing the Complete Securities (Blue Sky) Laws of All of the States ... a Digest of All the Reported Decisions of the Courts Bearing Directly Or Indirectly on Such Laws ... a Series of Charts ... Rulings of Attorneys General and of the Various Departments ...Corporation Maintenance & Service Company, 1923 - 1171 pages |
Contents
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Common terms and phrases
action advertisement agent amended amount application appointment APPROVAL OF SECURITIES attached hereto Attorney authorized Banking Commissioner Blue Sky Law bonds broker by-laws capital stock cash certificate certified copy Chapter co-partnership Common Stock consent contracts County court dealer Department directors Dividends duly escrow examination exempted expenses filing fee foreign corporation fraud fraudulent furnished hereby Insurance intangible assets investment company issuance issuer liabilities license marked Exhibit ment mortgage names and addresses North Dakota Notary Public Notes oath offered for sale organized paid par value partnership patents payment permit person Preferred Stock President proposed prospectus purchase purpose real estate received registration revocation revoked sale of securities salesman seal Secretary Securities Commission securities in Class sell or offer sell securities service of process shares sold statement stock broker stock issued stockholders subscribed sworn therein thereof tion transact treasury stock trust unincorporated violation
Popular passages
Page 623 - No person shall be excused from attending and testifying or from producing documentary evidence before the commission or in obedience to the subpoena of the commission on the ground or for the reason that the testimony or evidence, documentary or otherwise, required of him may tend to criminate him or subject him to a penalty or forfeiture.
Page 940 - Secretary shall be taken and held in all Courts to be as valid and binding as if due service had been made upon said applicant in the State of Kentucky.
Page 1099 - No such corporation shall sell, or offer for sale, negotiate for the sale of, or take subscriptions for any security of its own issue until it shall have first applied for and secured from the commissioner of corporations a permit authorizing it so to do...
Page 742 - ... him or subject him to a penalty or forfeiture. But no person shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he may testify or produce evidence, documentary or otherwise, before said Commission, or in obedience to its subpoena, or the subpoena of either of them, or in any such case or proceeding...
Page 499 - Any security given or delivered with, or as a bonus on account of, any purchase of securities or any other thing, shall be conclusively presumed to constitute a part of the subject of such purchase and to have been sold for value.
Page 616 - Insurance, shall be deemed sufficient evidence thereof and shall be admitted in evidence with the same force and effect as the original thereof might be admitted.
Page 792 - In case of disobedience on the part of any person or persons to comply with any order of the commission or any commissioner or any subpoena, or on the refusal of any witness to testify to any matter regarding which he may be lawfully interrogated...
Page 131 - If any section, subsection, sentence, clause or phrase of this act is for any reason held to be unconstitutional, such decision shall not affect the validity of the remaining portions of this act. The legislature hereby declares that it would have passed this act, and each section, subsection, sentence, clause and phrase thereof, irrespective of the fact that any one or more other sections, subsections, sentences, clauses or phrases be declared unconstitutional.
Page 531 - Hereafter it shall be unlawful for any person to engage in the business of...
Page 712 - ... the commission shall have power to require by subpoena the attendance and testimony of witnesses and the production of all such documentary evidence relating to any matter under investigation.