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Optical Fiber Characterization

NBS Special Publication 637, Optical Fiber Characterization [1], is a two-volume compilation of previously published NBS Technical Notes concerning the characterization of optical fibers used for telecommunications. The Technical Notes appeared in the late 1970s and early 1980s, which was the period of commercial infancy of optical telecommunications fiber. During that period, the commercially viable fibers were of the multimode type rather than single mode; that is, they supported the transmission along the fiber of a number of electromagnetic modes having different combinations of electric field and magnetic field configurations. Consequently, SP 637 (as this publication is commonly called) is mainly concerned with the characterization of multimode fiber. While single mode fibers could be fabricated, the technology to exploit them was not readily available at the time. In the earliest fiber, large concentrations of the highly polar hydroxyl radical (OH) in the glass caused high loss at the long wavelengths effective for single-mode operation. Also, the small core size of single-mode fiber requires connectors, splices, and special sources to be aligned with high dimensional accuracy, and it took years to develop such components

that could be manufactured at an acceptable cost. Multimode fibers with core diameters in the 50 μm to 100 μm range could be easily joined with low loss, and light from laser diodes with large emitting areas could be readily launched into the large cores in a simple manner. The large core size also allowed the use of LED (light emitting diodes) sources in designing practical systems.

There were no standard measurement procedures available in the early period of development of optical fiber. An effort was started by the military to draft "mil standards" for fiber. It was a useful start, and a standards document was produced. However, the technical challenges were difficult, and rapid changes were occurring in the industry. A larger United States standards effort, principally among manufacturers, started in the Electronic Industries Association (EIA). NBS staff attended the first EIA organizational meetings where attendees determined the important technical areas and established a network of committees. It was soon evident that there was a role for NBS. Manufacturers had developed their own measurement methods, and in many instances different technical

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Fig. 1. A schematic diagram of early apparatus used to measure material dispersion by simultaneous propagation of pulses from pairs of laser diodes. Such measurements are important in avoiding interference between pulses of different wavelengths that are transmitted down a single optical fiber.

approaches were being employed. NBS acted as a neutral party to evaluate many procedures through round robin comparisons.

Fiber optic technology is measurement intensive. Measurements can take place at fabrication, cabling, incoming inspection, and installation. Compared to single mode fibers, multimode fibers present significant characterization problems; thus quality control measurements were a substantial production cost for multimode fiber. The large core sizes result in hundreds of propagating waveguide modes having independent loss and group delay. Consequently, the transmission properties depend on how light is launched into the fiber; i.e., which waveguide modes are excited by the source. An early measurement round robin in 1979, conducted by NBS, revealed significant interlaboratory differences in the measurement of the attenuation coefficient. Such differences resulted from difficulties in achieving at common distribution of launched light and in following a specified methodology. In subsequent years, NBS worked closely with the Electronic Industries Association (EIA, which gave birth to the Telecommunications Industry Association), at its request, to standardize light launch conditions for measuring the transmission properties of graded-index optical fibers. Many of the issues involved in selecting and creating the launching conditions are contained in the chapters of SP 637.

Another factor adding to measurement uncertainty was the use of multiple test methods based on different technical approaches. Standards groups often allowed a multiplicity of test methods for any given parameter. A

large part of the technical effort at NBS during this period was to determine the systematic differences between test methods.

It is of interest to put the work contained in SP 637 in historical perspective. Multimode fiber dominated the first telecommunication systems. The first wavelengths utilized were near 850 nm, followed later by applications at 1300 nm. In the early 1980s, the OH content of the glass, and consequently the attenuation, was greatly reduced. The highly desirable properties of single mode fiber became technically accessible, and operation was possible at a wavelength of 1550 nm, where the attenuation is a minimum. Compared to multimode fiber, single mode offers both reduced attenuation and substantially higher bandwidth. Thus today's long distance and metropolitan networks consist solely of single mode fiber.

Nevertheless, multimode fiber has found an important niche in high speed local area data networks with concepts such as "fiber to the desk" and "gigabit ethernet." The large core fiber offers inexpensive connections, high launching efficiency with large area sources, and the use of inexpensive plastic optics. Data rates for the more advanced systems are in the range of 1 Gbit/s to 10 Gbit/s. The Vertical Cavity Surface Emitting Laser (VCSEL) is a common source for high-speed multimode networks. This laser typically operates near 850 nm, which was the first wavelength window in the early multimode systems. Therefore, the contribution of SP 637 remains technically relevant to current high-speed local area networks.

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Fig. 2. An example of group-delay material dispersion with pulses at 824 nm wavelength (left pulse in each oscilloscope photograph) and 803 nm wavelength before (left photograph) and after propagating through a 1 km length of fiber.

Among the measurements on multimode optical fiber discussed in SP 637, attenuation is perhaps the most important fiber parameter because it establishes the maximum length of fiber along which signals may be sent without requiring a repeater (a device that amplifies the signal for transmission along the next section of fiber). At the time SP 637 appeared, a premium was charged for lower loss fibers, so there was a financial incentive for reliable values of the attenuation parameters. Next in importance is probably bandwith, a measure of the potential information carrying capacity of the fiber. Bandwidth is specified in the frequency domain, but can be measured in either the time or frequency domains. SP 637 describes methods for obtaining 200 ps duration pulses from laser diodes for time-domain measurements, along with methods for launching the light into the fiber. SP 637 also describes a system for measuring the fiber frequency response directly in the frequency domain.

The author also discusses the radiation pattern of light at the exit end of the optical fiber and describes systems for measuring radiation patterns, giving comparisons with other methods for measuring core diameter and "numerical apertures." The radiation pattern measurements are straightforward and without much controversy in their implementation, but they are important because they are commonly practiced in the trade and commerce of fibers.

SP 637 also describes a technique called "refractiveray scanning (RNF)" to determine the refractive index profile across a fiber diameter. The index profile is not a parameter specified in the trade and commerce of fibers, but it is very important to fiber manufacturing. Only by having the appropriate near-parabolic shaped index profile can the full bandwidth potential of gradedindex fibers be achieved. SP 637 describes the construction of an RNF system and a novel method for calibrating the absolute value of refractive index using a series of index-matching fluids of known refractive index.

The efforts described in SP 637 provided the impetus for future NBS/NIST programs in optical fiber metrology. In following years, the work was greatly expanded and concentrated on single-mode fibers. Within NIST, staff was added, and the program grew from project to group status. Fiber metrology is now a major component of the Optoelectronics Division. In 1980, NBS staff initiated the "Symposium on Optical Fiber Measurements." This conference, held biennially for 20 years, is one of the premier international conferences on optical fiber measurements. NIST staff now chair committee

positions within the Telecommunications Industry Association and serve on the program committees of major conferences devoted to lightwave communications.

Douglas L. Franzen joined NBS as a National Research Council Postdoctoral Fellow in 1970 and spent his first six years developing improved methods of measuring the output power of lasers. In 1976, he and two colleagues initiated the Optical Fiber Measurement Program at NBS. Thirteen standards, which provide the measurement basis needed by manufacturers to control and enhance quality and to demonstrate compliance with purchase specifications, are based on Franzen's research. In 1980, he helped found the biennial Symposium on Optical Fiber Measurements, and he has continued to serve as its general chairman. His work has been recognized by a number of awards, including election as a Fellow of the Optical Society of America; Department of Commerce Bronze, Silver, and Gold Medals; the Applied Research Award of NIST; and the NTT (formerly Nippon Telegraph and Telephone Corporation) Director's Award, for collaborative work on an innovative optical sampling instrument.

Gordon W. Day has been a leader in optoelectronics work at NBS/NIST since 1976. He has advanced the NIST efforts to meet special measurement needs of the emerging lightwave communications industry, especially for optical fibers, lasers, and optical fiber sensors. In 1993 he was given the responsibility of forming a new division at NIST dealing with optoelectronics. Day's research has been in the metrology related to optoelectronics and has resulted in more than 130 publications and a variety of awards, such as the Gold and Silver Medals of the Department of Commerce, two IR-100 Awards from R&D Magazine, and a Technology Transfer Award from the Federal Laboratories Consortium. He is a fellow of both the Institute of Electrical and Electronics Engineers (IEEE) and the Optical Society of America. In 1999-2000 he was President of the IEEE Lasers and Electro-Optics Society.

Prepared by D. L. Franzen.

Bibliography

[1] G. E. Chamberlain, B. L. Danielson, G. W. Day, D. L. Franzen, R. L. Galawa, E. M. Kim, and M. Young, Optical Fiber Characterization, Volumes 1 and 2, NBS Special Publication 637, National Bureau of Standards, Gaithersburg, MD (1982).

Quasicrystals

The well ordered world of solid materials was forced to reassess its rules of order by the spectacular results of D. Shechtman, I. Blech, D. Gratias, and J. W. Cahn [1]. By the year 1801, the fundamental laws of crystal morphology had been well established, and in the last two decades of that century, theories of the internal symmetries of crystals were being discussed [2]. Early in the following century, 1912-1916, the development of x-ray diffraction techniques allowed the periodic arrangement of atoms in a crystal to be established experimentally [3]. By 1984 it was universally accepted that an x-ray diffraction pattern with sharp peaks could only be the result of a periodic arrangement of atoms or molecules occurring in a crystalline solid, and every possible crystal symmetry was known [4].

In general, crystals are classified according to their allowed translational and rotational symmetry operations. Each possible crystal lattice is characterized by having a smallest structural unit, called a unit cell, and when those cells are stacked together face-to-face, an infinite region of space can be filled without leaving a single hole. Quite notable in the mathematics of crystal symmetry is the impossibility of a three dimensional crystal possessing a five-fold axis of rotation.

"We report herein the existence of a metallic
solid which diffracts electrons like a single
crystal but has point group symmetry m35
(icosahedral) which is inconsistent with
lattice translations." [1]

That pronouncement appearing in Physical Review Letters in 1984 heralded the discovery of a new class of materials, now called quasicrystals, which possessed the heretofore forbidden icosahedral point symmetry!

It is not surprising that there followed immediately several years of raging controversy regarding the origin of the diffraction symmetry, but importantly, sufficient results from electron diffraction experiments were reported in this initial paper to confirm that the icosahedral symmetry was indeed real. The primary point of contention was the well-known experience that disallowed diffraction patterns could be produced artificially as a result of a superposition of multiple allowed, but rotated, patterns. As a crystal is grown, it is not uncommon for the growth direction to change suddenly resulting in a process called twinning. Indeed, John Cahn said [5], "My reaction was, 'Go away, Dany. These are twins and that's not terribly interesting.""

[blocks in formation]

However, to produce the five-fold symmetry, twinning would have to occur five times in succession. That hypothesis can be tested experimentally by focusing the diffraction beam on smaller and smaller regions of the specimen. When the size of the diffraction volume becomes too small to enclose all five twins, the five-fold symmetry must disappear. Such was not the case in the work of Shechtman, Blech, Gratias, and Cahn! The five-fold symmetry persisted to the smallest dimension that was examined, about 10 nm, and there was no evidence of twinning.

Rather quickly, a number of models were developed to explain the icosahedral symmetry of the diffraction patterns. The leading contenders were a relatively disordered "icosahedral glass" phase and a highly ordered tiling model.

The icosahedral glass model, initially proposed by Shechtman and Blech [6] and developed by Stephens and Goldman [7], is composed of many interconnected aligned polyhedra of icosahedral symmetry. These glasses possess long range orientational order, but no long range translational symmetry. Although these structures do not form a regular lattice, models indicate

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that they are able to produce diffraction peaks as sharp as those that were measured in the earliest icosahedral phases. However, the glass models have too great a degree of disorder to be consistent with the extremely sharp diffraction spots of icosahedral phases such as Al-Cu-Fe and Al-Cu-Ru phases that were observed subsequently.

The tiling models are based on a concept devised by Roger Penrose in 1974 for tiling the plane quasiperiodically using two tile shapes rather than a single unit cell [8]. In 1981 Alan Mackay generalized the Penrose tiling to three dimensions using two types of rhombohedra [9]. In the following year, Mackay designated the twoand three-dimensional patterns as "quasi-lattices" and speculated on possible structures where atoms sit on the quasi-lattice points of the 2-D structure. He showed that these structures give rise to optical diffraction patterns with ten-fold symmetry! In 1984 Peter Kramer and Reinhardt Neri of Tubingen [10] and Dov Levine and Paul Steinhardt [11] of the University of Pennsylvania independently developed a three-dimensional generalization of Penrose tilings by projecting a three dimen

sional cut through a higher-dimensional periodic lattice. These three-dimensional tilings filled space using two or more rhombohedra and the calculated diffraction patterns were quite similar to the 3-fold and 5-fold patterns published by Shechtman, et al. Other models using the 6-D projection approach were developed and shown to be capable of matching the diffraction patterns quite well.

By rotating tiles or clusters of tiles in a Penrose pattern, structures intermediate to the perfectly ordered Penrose tiling models and the icosahedral glass models can be obtained. This additional disorder generates a strain which is consistent with the experimentally observed systematic broadening of diffraction spots. The disordered tiling model thus can account for the varying degrees of strain observed for various alloy systems. It has been suggested that the presence of disorder even contributes to the stability of the structures through an increase in entropy.

The physical realization of quasicrystals and the intellectual understanding of their formation thus has been achieved. At the foundation of this discovery is the work of Shechtman, Blech, Gratias, and Cahn, which has spawned an entirely new branch of materials science. Already, papers numbering in the thousands have been published on this subject in the disciplines of physics, crystallography, and mathematics. It may be noted that Shechtman and Cahn have continued to lead, stimulate, and encourage much of this work.

Dan Shechtman is the Philip Tobias Professor of Materials Science at the Israel Institute of Technology (Technion, Haifa, Israel). His work on both the theoretical and experimental aspects of quasi-periodic structures has earned him numerous awards. He received the Physics Award from the Friedenberg Fund for the Advancement of Science and Education in 1986; the International Award for New Materials from the American Physical Society in 1987; the New England Academic Award of the Technion for Academic Excellence in 1988; the Rothchild Prize in Engineering in 1990; and the Weizmann Prize in Science in 1993. While quasicrystals remain a major focus of his work, he is also pursuing research on chemical vapor deposited (CVD) diamond wafers, metallic multilayers, and rapidly solidified metallic alloys.

John Cahn has had a remarkably prolific career as scientist and teacher. He has published approximately 250 papers and delivered approximately 400 invited. lectures to technical audiences worldwide. The excellence of his work has been recognized in more than thirty national and international awards, including the

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