Foreign Bank Secrecy: Hearings, Ninety-first Congress, Second Session, on S. 3678 and H.R. 15073 ...U.S. Government Printing Office, 1970 - 350 pages |
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Results 1-5 of 55
Page v
... Selling --- Statement of .. Supplemental statement__ Securities and Exchange Commission : Comparative financial statement - 50 percent net long position with Reprint of article from Businessweek magazine_ Short Selling - Ban Is Urged__ ...
... Selling --- Statement of .. Supplemental statement__ Securities and Exchange Commission : Comparative financial statement - 50 percent net long position with Reprint of article from Businessweek magazine_ Short Selling - Ban Is Urged__ ...
Page 25
... selling securities for his own account through 15 a broker or otherwise , shall make use of any means or 16 instrumentality of interstate commerce or of the mails , or 17 of any facility of any national securities exchange , to execute ...
... selling securities for his own account through 15 a broker or otherwise , shall make use of any means or 16 instrumentality of interstate commerce or of the mails , or 17 of any facility of any national securities exchange , to execute ...
Page 26
... sell or arrange for the 12 purchase or sale of any domestic security , from or through a foreign financial agency , unless such citizen or resident- " ( 1 ) gives a written authorization to such agency to disclose his identity to any ...
... sell or arrange for the 12 purchase or sale of any domestic security , from or through a foreign financial agency , unless such citizen or resident- " ( 1 ) gives a written authorization to such agency to disclose his identity to any ...
Page 60
... sell securities of corporations in which he holds a fiduciary position . Our office currently has under active investigation the use of a series of secret foreign bank accounts for the illegal purchase of hun- dreds of thousands of ...
... sell securities of corporations in which he holds a fiduciary position . Our office currently has under active investigation the use of a series of secret foreign bank accounts for the illegal purchase of hun- dreds of thousands of ...
Page 62
... selling to him- self as the vehicle for getting some millions of dollars in clean money which was actually his own money , and then arranging to have the property managed by a Swiss bank and thereby collecting the pro- ceeds on the ...
... selling to him- self as the vehicle for getting some millions of dollars in clean money which was actually his own money , and then arranging to have the property managed by a Swiss bank and thereby collecting the pro- ceeds on the ...
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Common terms and phrases
abroad amended American banks authority Bahamas Bernard Cornfeld bill borrowers broker-dealer brokerage Chairman checks Committee CORP corporation crime criminal currency deposit disclose disclosure dollars domestic effect Eurodollar Exchange Commission filed foreign bank accounts foreign financial agency Fund of Funds illegal interest Internal Revenue Service international transactions Investment Company investors Investors Overseas Services involved jurisdiction law enforcement legislation lender LEVAL loan margin requirements ment microfilm million monetary instruments MORGENTHAU mutual funds National Bank penalty persons provisions purchase purpose recordkeeping records registered reporting requirements ROSSIDES secrecy laws secret foreign accounts secret foreign bank Secretary Securities and Exchange Securities Exchange Act sell Senator BENNETT Senator PROXMIRE shares short selling statement Swiss bank Switzerland tax evasion taxpayers testimony tion trade U.S. banks U.S. broker U.S. citizens U.S. dollar U.S. securities United violation WILSON York Stock Exchange
Popular passages
Page 290 - broker" means any person engaged in the business of effecting transactions in securities for the account of others, but does not include a bank.
Page 15 - Whenever it appears to any person authorized by the President to exercise authority under this title that any individual or organization has engaged, is engaged, or...
Page 178 - Act, the expressed purpose of which is to require records to be maintained because they "have a high degree of usefulness in criminal, tax, and regulatory investigations and proceedings.
Page 125 - ... per centum or more of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such...
Page 125 - ... any person directly or indirectly controlling, controlled by, or under common control with, such other person...
Page 151 - ... willfully fails to pay such estimated tax or tax, make such return or declaration, keep such records, or supply such information, at the time or times required by law or regulations...
Page 105 - ... by the use of means and instruments of transportation and communication in interstate commerce and of the mails...
Page 117 - The doctrine of primary jurisdiction, like the rule requiring exhaustion of administrative remedies, is concerned with promoting proper relationships between the courts and administrative agencies charged with particular regulatory duties.
Page 208 - President to exercise the authority contained in this section to enforce orders and regulations issued under this title, that any person has engaged, is engaged, or is about to engage in any acts or practices...
Page 203 - financial institution" means any person which does business in any one or more of the following capacities : (1) an insured bank as defined in section 3 of the Federal Deposit Insurance Act; 6* stat.